ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

33 hedge funds and large institutions have $35.5M invested in Ellsworth Growth & Income Fund in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$1.37M
2
BI
2
Bulldog Investors
New Jersey
$637K
3
Morgan Stanley
3
Morgan Stanley
New York
$9.51M
4
Wells Fargo
4
Wells Fargo
California
$1.92M
5
CA
5
Cornerstone Advisors
North Carolina
$90K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
SIA
2
Sit Investment Associates
Minnesota
$839K
3
CCM
3
Coe Capital Management
Illinois
$0
4
CRC
4
Curi RMB Capital
Illinois
$0
5
Citigroup
5
Citigroup
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.51M 1,150,427 +14,493 +1%
UBS Group
2
UBS Group
Switzerland
$6.7M 810,250 -9,604 -1%
AAM
3
Advisors Asset Management
Colorado
$2.84M 343,601 +10,693 +3%
GC
4
Guggenheim Capital
Illinois
$2.18M 263,394 -5,330 -2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.97M 238,221 -15,017 -6%
Wells Fargo
6
Wells Fargo
California
$1.92M 231,827 +11,195 +5%
RJA
7
Raymond James & Associates
Florida
$1.37M 165,212 +48,973 +42%
MFS
8
MSI Financial Services
Massachusetts
$1.21M 146,232 +3,483 +2%
SIA
9
Sit Investment Associates
Minnesota
$839K 101,452 -44,453 -30%
Ameriprise
10
Ameriprise
Minnesota
$815K 98,555 +9,186 +10%
LJAC
11
L.J. Altfest & Co
New York
$774K 93,589 +491 +0.5%
LCM
12
Landscape Capital Management
New Jersey
$756K 91,445 +7,548 +9%
CWM
13
Concert Wealth Management
California
$710K 85,753 +2,054 +2%
SCM
14
Saba Capital Management
New York
$676K 81,843 – –
BI
15
Bulldog Investors
New Jersey
$637K 77,045 +42,922 +126%
ACP
16
Aviance Capital Partners
Florida
$546K 65,973 +9,418 +17%
HighTower Advisors
17
HighTower Advisors
Illinois
$459K 55,272 -2,050 -4%
RVPG
18
Relative Value Partners Group
$405K 48,935 – –
Invesco
19
Invesco
Georgia
$228K 27,564 -2,311 -8%
MIC
20
Meridian Investment Counsel
California
$208K 25,157 – –
IECM
21
Intrinsic Edge Capital Management
Illinois
$174K 21,092 +21,092 New
Geode Capital Management
22
Geode Capital Management
Massachusetts
$127K 15,447 -7,376 -32%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$111K 13,386 +49 +0.4%
CA
24
Cornerstone Advisors
North Carolina
$90K 10,842 +10,842 New
Bank of America
25
Bank of America
North Carolina
$55K 6,639 -8,665 -57%
1
2