Coe Capital Management’s Ellsworth Growth & Income Fund ECF Stock Holding History

Coe Capital Management’s Portfolio ECF Stock Details ECF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-32,665	Closed	-$262K	–	102
2016 Q3	$262K	Hold	32,665	–	–	0.08%	197
2016 Q2	$257K	Hold	32,665	–	–	0.09%	202
2016 Q1	$248K	Sell	32,665 -1,348	-4%	-$9.79K	0.08%	205
2015 Q4	$264K	Hold	34,013	–	–	0.1%	180
2015 Q3	$266K	Hold	34,013	–	–	0.1%	178
2015 Q2	$300K	Hold	34,013	–	–	0.11%	198
2015 Q1	$298K	Hold	34,013	–	–	0.12%	178
2014 Q4	$296K	Hold	34,013	–	–	0.09%	205
2014 Q3	$294K	Hold	34,013	–	–	0.11%	177
2014 Q2	$300K	Hold	34,013	–	–	0.11%	178
2014 Q1	$293K	Hold	34,013	–	–	0.09%	209
2013 Q4	$279K	Hold	34,013	–	–	0.1%	177
2013 Q3	$268K	Hold	34,013	–	–	0.18%	93
2013 Q2	$260K	Buy	+34,013	New	+$263K	0.1%	185

Other funds holding ECF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Coe Capital Management's ECF Position: Q4 2016 in Review

Coe Capital Management sold out of Ellsworth Growth & Income Fund (ECF) in Q4 2016, closing a stake of 32,665 shares — an estimated $262K sold.

Coe Capital Management first reported a position in ECF in Q2 2013 and held it in 14 quarters. The position peaked at $300K in Q2 2015. 33 funds tracked by Wall St. Rank hold ECF as of Q4 2016.

Coe Capital Management reported no remaining Ellsworth Growth & Income Fund position as of Q4 2016 after selling out during the quarter.
Coe Capital Management sold 32,665 Ellsworth Growth & Income Fund shares in Q4 2016, an estimated $262K.
Coe Capital Management first reported a position in Ellsworth Growth & Income Fund in Q2 2013 and held it in 14 quarters.
Coe Capital Management's Ellsworth Growth & Income Fund position peaked at $300K in Q2 2015.
33 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q4 2016.

Based on Coe Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.