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ECF

Ellsworth Growth & Income Fund

39 hedge funds and large institutions have $39.8M invested in Ellsworth Growth & Income Fund in 2018 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

150% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 6

18% more funds holding

Funds holding: 3339 (+6)

2.29% more ownership

Funds ownership: 33.48%35.77% (+2.3%)

11% less capital invested

Capital invested by funds: $44.7M → $39.8M (-$4.9M)

Holders
39
Holders Change
+6
Holders Change %
+18.18%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
15
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.21M +$492K +54,579 +5%
AAM
2
Advisors Asset Management
Colorado
$7.47M +$676K +75,090 +9%
UBS Group
3
UBS Group
Switzerland
$5.44M +$55.4K +6,151 +1%
Wells Fargo
4
Wells Fargo
California
$4.89M -$245K -27,208 -5%
GC
5
Guggenheim Capital
Illinois
$3.11M -$236K -26,146 -7%
RJA
6
Raymond James & Associates
Florida
$1.71M -$127K -14,061 -7%
ACP
7
Aviance Capital Partners
Florida
$945K +$15.5K +1,720 +2%
9WM
8
9258 Wealth Management
Ohio
$871K +$914K +101,417 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$864K +$14.6K +1,622 +2%
LJAC
10
L.J. Altfest & Co
New York
$578K -$88.7K -9,850 -13%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$576K +$455K +50,474 +304%
HighTower Advisors
12
HighTower Advisors
Illinois
$512K -$4.86K -539 -0.9%
Invesco
13
Invesco
Georgia
$460K +$312K +34,657 +183%
LCM
14
Landscape Capital Management
New Jersey
$346K +$363K +40,331 New
LPL Financial
15
LPL Financial
California
$267K +$14.3K +1,585 +5%
RVPG
16
Relative Value Partners Group
$255K
Baird Financial Group
17
Baird Financial Group
Wisconsin
$240K +$87.4K +9,702 +53%
Stifel Financial
18
Stifel Financial
Missouri
$217K +$127K +14,069 +126%
MIC
19
Meridian Investment Counsel
California
$216K
SPC
20
Sigma Planning Corp
Michigan
$176K +$185K +20,490 New
RJT
21
Raymond James Trust
Florida
$152K
CRC
22
Curi RMB Capital
Illinois
$133K +$140K +15,492 New
LWAC
23
Laurel Wealth Advisors (California)
California
$130K +$137K +15,177 New
OPA
24
Old Port Advisors
Maine
$125K +$127K +14,058 New
PA
25
Parallel Advisors
California
$121K +$1.22K +135 +1%

ECF Hedge Fund Activity: Q4 2018 in Review

39 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q4 2018, worth a combined $39.8M — down 11% from $44.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new ECF positions and 4 closed out — a net gain of 6 holders — while 15 added to existing stakes and 6 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $676K. The largest seller was Institute for Wealth Management, exiting entirely with an estimated $888K sold.

  • 39 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q4 2018, up from 33 in Q3 2018.
  • Funds reported $39.8M of Ellsworth Growth & Income Fund stock for Q4 2018, down 11% quarter-over-quarter.
  • 10 funds opened new Ellsworth Growth & Income Fund positions in Q4 2018 and 4 closed out, a net change of +6 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q4 2018 was Advisors Asset Management, an estimated $676K added.
  • The largest Ellsworth Growth & Income Fund seller in Q4 2018 was Institute for Wealth Management, an estimated $888K sold.

Based on aggregated 13F filings for Q4 2018.