Dalton Investments’s Ellsworth Growth & Income Fund ECF Stock Holding History

Dalton Investments’s Portfolio ECF Stock Details ECF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-12,061	Closed	-$106K	–	31
2015 Q1	$106K	Sell	12,061 -31,065	-72%	-$268K	0.03%	35
2014 Q4	$376K	Sell	43,126 -36,596	-46%	-$310K	0.09%	36
2014 Q3	$690K	Buy	79,722 +532	+0.7%	+$4.69K	0.14%	27
2014 Q2	$699K	Sell	79,190 -2,448	-3%	-$21.1K	0.17%	24
2014 Q1	$702K	Sell	81,638 -7,710	-9%	-$64.6K	0.19%	21
2013 Q4	$732K	Sell	89,348 -1,630	-2%	-$13.1K	0.22%	23
2013 Q3	$716K	Sell	90,978 -1,446	-2%	-$11.3K	0.2%	25
2013 Q2	$708K	Buy	+92,424	New	+$714K	0.17%	32

Other funds holding ECF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Dalton Investments's ECF Position: Q2 2015 in Review

Dalton Investments sold out of Ellsworth Growth & Income Fund (ECF) in Q2 2015, closing a stake of 12,061 shares — an estimated $106K sold.

Dalton Investments first reported a position in ECF in Q2 2013 and held it in 8 quarters. The position peaked at $732K in Q4 2013. 32 funds tracked by Wall St. Rank hold ECF as of Q2 2015.

Dalton Investments reported no remaining Ellsworth Growth & Income Fund position as of Q2 2015 after selling out during the quarter.
Dalton Investments sold 12,061 Ellsworth Growth & Income Fund shares in Q2 2015, an estimated $106K.
Dalton Investments first reported a position in Ellsworth Growth & Income Fund in Q2 2013 and held it in 8 quarters.
Dalton Investments's Ellsworth Growth & Income Fund position peaked at $732K in Q4 2013.
32 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q2 2015.

Based on Dalton Investments's 13F filing for Q2 2015, filed 29 Jul 2015.