Highland Capital Management (Texas)’s Ellsworth Growth & Income Fund ECF Stock Holding History

Highland Capital Management (Texas)’s Portfolio ECF Stock Details ECF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,235	Closed	-$11K	–	281
2015 Q2	$11K	Buy	+1,235	New	+$11.2K	﹤0.01%	295
2014 Q4	–	Sell	-12,335	Closed	-$107K	–	233
2014 Q3	$107K	Sell	12,335 -11,365	-48%	-$100K	﹤0.01%	230
2014 Q2	$209K	Hold	23,700	–	–	0.01%	220
2014 Q1	$204K	Hold	23,700	–	–	0.01%	201
2013 Q4	$194K	Hold	23,700	–	–	0.01%	181
2013 Q3	$187K	Hold	23,700	–	–	0.01%	172
2013 Q2	$182K	Buy	+23,700	New	+$183K	0.01%	143

Other funds holding ECF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Highland Capital Management (Texas)'s ECF Position: Q3 2015 in Review

Highland Capital Management (Texas) sold out of Ellsworth Growth & Income Fund (ECF) in Q3 2015, closing a stake of 1,235 shares — an estimated $11K sold.

Highland Capital Management (Texas) first reported a position in ECF in Q2 2013 and held it in 7 quarters. The position peaked at $209K in Q2 2014. 31 funds tracked by Wall St. Rank hold ECF as of Q3 2015.

Highland Capital Management (Texas) reported no remaining Ellsworth Growth & Income Fund position as of Q3 2015 after selling out during the quarter.
Highland Capital Management (Texas) sold 1,235 Ellsworth Growth & Income Fund shares in Q3 2015, an estimated $11K.
Highland Capital Management (Texas) first reported a position in Ellsworth Growth & Income Fund in Q2 2013 and held it in 7 quarters.
Highland Capital Management (Texas)'s Ellsworth Growth & Income Fund position peaked at $209K in Q2 2014.
31 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q3 2015.

Based on Highland Capital Management (Texas)'s 13F filing for Q3 2015, filed 16 Nov 2015.