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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.82M -$99.3K -11,543 -1%
U
2
UBS
Switzerland
$6.13M +$206K +23,961 +4%
AAM
3
Advisors Asset Management
Colorado
$3.9M +$355K +41,257 +10%
Morgan Stanley
4
Morgan Stanley
New York
$3.18M +$242K +28,100 +8%
1CP
5
1607 Capital Partners
Virginia
$2.7M -$53.3K -6,200 -2%
RVP
6
Relative Value Partners
Illinois
$2.55M -$42.9K -4,993 -2%
GC
7
Guggenheim Capital
Illinois
$2.19M +$74.7K +8,682 +4%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.43M
BI
9
Bulldog Investors
New Jersey
$1.31M
WAM
10
Wolverine Asset Management
Illinois
$1.19M +$80.1K +9,309 +7%
MFS
11
MSI Financial Services
Massachusetts
$1.17M +$55.9K +6,501 +5%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.16M +$214K +24,897 +23%
GFM
13
Gramercy Funds Management
Connecticut
$1.01M
DA
14
Doliver Advisors
Texas
$842K -$416K -48,364 -34%
SFS
15
Shaker Financial Services
Virginia
$833K
LJAC
16
L.J. Altfest & Co
New York
$828K +$91.9K +10,681 +13%
DI
17
Dalton Investments
Nevada
$699K -$21.1K -2,448 -3%
RJA
18
Raymond James & Associates
Florida
$629K +$21.4K +2,491 +4%
CWM
19
Concert Wealth Management
California
$626K +$198 +23 +0%
HighTower Advisors
20
HighTower Advisors
Illinois
$539K
Citigroup
21
Citigroup
New York
$473K +$7.29K +847 +2%
LCM
22
Landscape Capital Management
New Jersey
$421K +$16.8K +1,958 +4%
CCM
23
Coe Capital Management
Illinois
$300K
HCMT
24
Highland Capital Management (Texas)
Texas
$209K
ST
25
Sentinel Trust
Texas
$206K