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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.1M +$1.59M +133,337 +13%
AAM
2
Advisors Asset Management
Colorado
$11.6M -$1.94M -162,210 -14%
Wells Fargo
3
Wells Fargo
California
$8.31M -$2.19M -183,535 -20%
GC
4
Guggenheim Capital
Illinois
$3.54M -$867K -72,548 -19%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.99M +$491K +41,048 +31%
MML Investors Services
6
MML Investors Services
Massachusetts
$1.81M -$254K -21,207 -12%
ACP
7
Aviance Capital Partners
Florida
$1.54M +$18.9K +1,582 +1%
RJA
8
Raymond James & Associates
Florida
$1.33M -$511K -42,751 -27%
ATPW
9
Ashton Thomas Private Wealth
Arizona
$1.01M +$1.04M +87,100 New
9WM
10
9258 Wealth Management
Ohio
$972K -$75.1K -6,284 -7%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$965K +$54.6K +4,563 +6%
Stifel Financial
12
Stifel Financial
Missouri
$857K -$49.9K -4,177 -5%
LPL Financial
13
LPL Financial
California
$838K +$250K +20,908 +40%
IFWM
14
Institute for Wealth Management
Colorado
$779K
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$554K
UBS Group
16
UBS Group
Switzerland
$540K -$3.99K -334 -0.7%
TCWM
17
Total Clarity Wealth Management
Illinois
$496K
SFS
18
Shaker Financial Services
Virginia
$483K +$500K +41,834 New
Cohen & Steers
19
Cohen & Steers
New York
$398K
RVPG
20
Relative Value Partners Group
$337K
Ameriprise
21
Ameriprise
Minnesota
$286K -$106K -8,856 -26%
MIC
22
Meridian Investment Counsel
California
$261K
WAM
23
Wolverine Asset Management
Illinois
$256K +$266K +22,228 New
TF
24
Trek Financial
Arizona
$247K -$2.06K -172 -0.8%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$227K +$236K +19,729 New