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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.27M +$2.52M +314,436 +70%
U
2
UBS
Switzerland
$5.13M +$128K +15,966 +3%
AAM
3
Advisors Asset Management
Colorado
$3.28M +$294K +36,667 +10%
Morgan Stanley
4
Morgan Stanley
New York
$3.27M +$279K +34,765 +10%
1CP
5
1607 Capital Partners
Virginia
$2.55M +$419K +52,253 +20%
RVP
6
Relative Value Partners
Illinois
$2.42M -$6.16K -769 -0.3%
GFM
7
Gramercy Funds Management
Connecticut
$2.15M -$380K -47,400 -15%
GC
8
Guggenheim Capital
Illinois
$1.93M -$151K -18,868 -7%
WAM
9
Wolverine Asset Management
Illinois
$1.43M +$261K +32,554 +23%
BI
10
Bulldog Investors
New Jersey
$1.22M -$640K -79,930 -35%
SFS
11
Shaker Financial Services
Virginia
$867K -$286K -35,661 -25%
DI
12
Dalton Investments
Nevada
$732K -$13.1K -1,630 -2%
MFS
13
MSI Financial Services
Massachusetts
$698K +$12.9K +1,611 +2%
LJAC
14
L.J. Altfest & Co
New York
$675K +$660K +82,409 New
DA
15
Doliver Advisors
Texas
$605K -$463K -57,832 -44%
CWM
16
Concert Wealth Management
California
$604K +$3.25K +405 +0.6%
Citigroup
17
Citigroup
New York
$503K -$31.1K -3,877 -6%
HighTower Advisors
18
HighTower Advisors
Illinois
$500K +$2.72K +339 +0.6%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$385K -$65.8K -8,218 -15%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$306K
CCM
21
Coe Capital Management
Illinois
$279K
RJA
22
Raymond James & Associates
Florida
$274K +$23.1K +2,883 +9%
LCM
23
Landscape Capital Management
New Jersey
$270K +$265K +33,023 New
HCMT
24
Highland Capital Management (Texas)
Texas
$194K
ST
25
Sentinel Trust
Texas
$191K