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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10M -$71.4K -7,776 -0.7%
UBS Group
2
UBS Group
Switzerland
$7.7M -$116K -12,587 -1%
AAM
3
Advisors Asset Management
Colorado
$4.55M +$986K +107,425 +28%
GC
4
Guggenheim Capital
Illinois
$2.98M +$447K +48,665 +18%
Wells Fargo
5
Wells Fargo
California
$2.83M -$2.94K -320 -0.1%
RJA
6
Raymond James & Associates
Florida
$2.19M +$135K +14,722 +7%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.1M -$149K -16,280 -7%
Ameriprise
8
Ameriprise
Minnesota
$1.46M +$310K +33,780 +27%
LJAC
9
L.J. Altfest & Co
New York
$873K -$4.4K -479 -0.5%
MML Investors Services
10
MML Investors Services
Massachusetts
$858K -$109K -11,922 -11%
ACP
11
Aviance Capital Partners
Florida
$792K -$71.9K -7,838 -8%
IFWM
12
Institute for Wealth Management
Colorado
$791K -$2.63K -286 -0.3%
SCM
13
Saba Capital Management
New York
$732K -$9.84K -1,072 -1%
HighTower Advisors
14
HighTower Advisors
Illinois
$539K +$33.8K +3,679 +7%
BI
15
Bulldog Investors
New Jersey
$450K -$261K -28,450 -37%
RVPG
16
Relative Value Partners Group
$392K
MIC
17
Meridian Investment Counsel
California
$233K
ICOA
18
Investment Centers of America
North Dakota
$204K +$202K +22,048 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$161K +$7.34K +800 +5%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$148K +$32K +3,483 +28%
PA
21
Parallel Advisors
California
$128K +$909 +99 +0.7%
SI
22
SII Investments
Wisconsin
$120K +$120K +13,076 New
LCM
23
Landscape Capital Management
New Jersey
$118K +$20.4K +2,221 +21%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$106K -$36.2K -3,947 -26%
Bank of America
25
Bank of America
North Carolina
$66K +$4.2K +458 +7%