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ECF

Ellsworth Growth & Income Fund
ECF

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$5.88M +$642K +76,677 +12%
Morgan Stanley
2
Morgan Stanley
New York
$3.18M -$436K -52,088 -12%
Wells Fargo
3
Wells Fargo
California
$2.56M -$35.1K -4,186 -1%
FIA
4
Foundations Investment Advisors
Arizona
$1.66M +$526K +62,866 +43%
GC
5
Guggenheim Capital
Illinois
$1.42M +$592K +70,753 +66%
ACP
6
Aviance Capital Partners
Florida
$1.32M -$348K -41,569 -20%
WAM
7
WNY Asset Management
New York
$1.18M +$743K +88,781 +152%
BI
8
Bulldog Investors
New Jersey
$924K +$313K +37,419 +48%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$908K +$8.19K +978 +0.9%
Ameriprise
10
Ameriprise
Minnesota
$824K +$504K +60,248 +140%
Invesco
11
Invesco
Georgia
$752K +$381K +45,521 +94%
FFP
12
FourThought Financial Partners
Florida
$718K +$754K +90,008 New
NA
13
NewEdge Advisors
Louisiana
$615K -$2.33K -278 -0.4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$581K -$2.38M -284,764 -80%
AA
15
AQR Arbitrage
Connecticut
$567K +$65.3K +7,803 +12%
IFWM
16
Institute for Wealth Management
Colorado
$519K -$5.23K -625 -1%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$494K +$518K +61,866 New
9WM
18
9258 Wealth Management
Ohio
$493K -$160K -19,136 -24%
RJA
19
Raymond James & Associates
Florida
$444K -$34.5K -4,115 -7%
LSC
20
Logan Stone Capital
Illinois
$438K +$459K +54,852 New
WAM
21
Wolverine Asset Management
Illinois
$410K +$409K +48,813 +1,935%
OPA
22
Old Port Advisors
Maine
$386K -$65.9K -7,868 -14%
AAM
23
Advisors Asset Management
Colorado
$385K -$2M -238,642 -83%
UBS Group
24
UBS Group
Switzerland
$335K -$80.2K -9,579 -19%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$313K -$36.3K -4,336 -10%
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