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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.4M +$354K +36,199 +3%
AAM
2
Advisors Asset Management
Colorado
$8.62M -$333K -34,075 -4%
Wells Fargo
3
Wells Fargo
California
$6.62M -$214K -21,911 -3%
UBS Group
4
UBS Group
Switzerland
$5.53M -$698K -71,419 -12%
GC
5
Guggenheim Capital
Illinois
$4.29M +$218K +22,275 +6%
RJA
6
Raymond James & Associates
Florida
$1.92M -$26.7K -2,737 -1%
Invesco
7
Invesco
Georgia
$1.22M +$341K +34,911 +42%
ACP
8
Aviance Capital Partners
Florida
$1.17M +$10.3K +1,058 +0.9%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.11M +$70.1K +7,175 +7%
WAM
10
Wolverine Asset Management
Illinois
$1.06M +$919K +94,023 +1,027%
9WM
11
9258 Wealth Management
Ohio
$1.01M -$33.5K -3,426 -3%
Ameriprise
12
Ameriprise
Minnesota
$830K +$79.5K +8,142 +11%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$778K +$34.9K +3,570 +5%
IFWM
14
Institute for Wealth Management
Colorado
$777K -$46K -4,711 -6%
SFS
15
Shaker Financial Services
Virginia
$773K +$175K +17,948 +31%
LCM
16
Landscape Capital Management
New Jersey
$743K +$138K +14,117 +24%
Stifel Financial
17
Stifel Financial
Missouri
$605K +$56.2K +5,749 +11%
LJAC
18
L.J. Altfest & Co
New York
$527K -$68.3K -6,987 -12%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$451K +$70.4K +7,210 +20%
RVPG
20
Relative Value Partners Group
$300K
LPL Financial
21
LPL Financial
California
$235K -$169K -17,301 -43%
CRC
22
Curi RMB Capital
Illinois
$234K +$223K +22,840 New
MIC
23
Meridian Investment Counsel
California
$221K
TFCP
24
Twin Focus Capital Partners
Massachusetts
$185K +$176K +18,000 New
RJT
25
Raymond James Trust
Florida
$181K