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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.6M +$95.4K +11,251 +2%
UBS Group
2
UBS Group
Switzerland
$6.36M +$6.19M +730,155 New
AAM
3
Advisors Asset Management
Colorado
$4.24M +$105K +12,403 +3%
Morgan Stanley
4
Morgan Stanley
New York
$3.65M +$245K +28,867 +7%
1CP
5
1607 Capital Partners
Virginia
$2.68M
RVP
6
Relative Value Partners
Illinois
$2.36M -$2.12K -250 -0.1%
GC
7
Guggenheim Capital
Illinois
$2.23M +$22.3K +2,629 +1%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.95M
BI
9
Bulldog Investors
New Jersey
$1.29M
MFS
10
MSI Financial Services
Massachusetts
$1.26M +$124K +14,666 +11%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.01M -$151K -17,839 -13%
DA
12
Doliver Advisors
Texas
$971K -$47K -5,543 -5%
GFM
13
Gramercy Funds Management
Connecticut
$958K
LJAC
14
L.J. Altfest & Co
New York
$824K +$11.5K +1,358 +1%
CWM
15
Concert Wealth Management
California
$648K +$34K +4,003 +6%
RJA
16
Raymond James & Associates
Florida
$632K +$73.2K +8,629 +14%
SFS
17
Shaker Financial Services
Virginia
$578K -$230K -27,078 -29%
WAM
18
Wolverine Asset Management
Illinois
$569K -$309K -36,371 -36%
HighTower Advisors
19
HighTower Advisors
Illinois
$511K -$8.99K -1,060 -2%
DI
20
Dalton Investments
Nevada
$376K -$310K -36,596 -46%
Citigroup
21
Citigroup
New York
$376K -$68.7K -8,093 -16%
LCM
22
Landscape Capital Management
New Jersey
$351K +$12.5K +1,474 +4%
AQR Capital Management
23
AQR Capital Management
Connecticut
$298K -$80.9K -9,540 -22%
CCM
24
Coe Capital Management
Illinois
$296K
MIG
25
Mariner Investment Group
New York
$275K +$268K +31,596 New