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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$5.71M +$2.58M +276,184 +70%
Morgan Stanley
2
Morgan Stanley
New York
$4.43M -$5.42M -580,855 -53%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.01M -$45.3K -4,856 -1%
Wells Fargo
4
Wells Fargo
California
$2.91M -$626K -67,004 -16%
AAM
5
Advisors Asset Management
Colorado
$2.13M -$1.6M -171,374 -41%
ACP
6
Aviance Capital Partners
Florida
$1.73M +$314K +33,661 +20%
BI
7
Bulldog Investors
New Jersey
$1.69M +$1.59M +170,069 +612%
GC
8
Guggenheim Capital
Illinois
$1.12M +$441K +47,250 +56%
FIA
9
Foundations Investment Advisors
Arizona
$944K +$697K +74,656 +218%
WAM
10
Wolverine Asset Management
Illinois
$941K -$687K -73,566 -40%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$901K +$165K +17,669 +20%
BFM
12
Boothbay Fund Management
New York
$794K +$870K +93,175 New
FF
13
FourThought Financial
Florida
$757K +$234K +25,110 +39%
9WM
14
9258 Wealth Management
Ohio
$695K -$41.4K -4,434 -5%
NA
15
NewEdge Advisors
Louisiana
$639K -$2.67K -286 -0.4%
IFWM
16
Institute for Wealth Management
Colorado
$559K
RJA
17
Raymond James & Associates
Florida
$538K +$50.5K +5,406 +9%
OPA
18
Old Port Advisors
Maine
$520K -$55.2K -5,906 -9%
AA
19
AQR Arbitrage
Connecticut
$517K +$401K +42,927 +243%
UBS Group
20
UBS Group
Switzerland
$474K -$149 -16 -0%
HWAM
21
Hennion & Walsh Asset Management
New Jersey
$467K -$321K -34,332 -39%
QC
22
Quantedge Capital
Singapore
$427K +$311K +33,340 +198%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$375K -$30.8K -3,301 -7%
Ameriprise
24
Ameriprise
Minnesota
$345K +$31.4K +3,359 +9%
RVPG
25
Relative Value Partners Group
$343K +$62K +6,637 +23%