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Ellsworth Growth & Income Fund
ECF

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Saba Capital Management
1
Saba Capital Management
New York
USD 5.71 M +USD 2.58 M +276,184 +70%
Morgan Stanley
2
Morgan Stanley
New York
USD 4.43 M -USD 5.42 M -580,855 -53%
Raymond James Financial Services Advisors
3
Raymond James Financial Services Advisors
Florida
USD 3.01 M -USD 45.3 k -4,856 -1%
Wells Fargo
4
Wells Fargo
California
USD 2.91 M -USD 626 k -67,004 -16%
Advisors Asset Management
5
Advisors Asset Management
Colorado
USD 2.13 M -USD 1.6 M -171,374 -41%
Aviance Capital Partners
6
Aviance Capital Partners
Florida
USD 1.73 M +USD 314 k +33,661 +20%
Bulldog Investors
7
Bulldog Investors
New Jersey
USD 1.69 M +USD 1.59 M +170,069 +612%
Guggenheim Capital
8
Guggenheim Capital
Illinois
USD 1.12 M +USD 441 k +47,250 +56%
Foundations Investment Advisors
9
Foundations Investment Advisors
Arizona
USD 944 k +USD 697 k +74,656 +218%
Wolverine Asset Management
10
Wolverine Asset Management
Illinois
USD 941 k -USD 687 k -73,566 -40%
Baird Financial Group
11
Baird Financial Group
Wisconsin
USD 901 k +USD 165 k +17,669 +20%
Boothbay Fund Management
12
Boothbay Fund Management
New York
USD 794 k +USD 870 k +93,175 Nuevas
FourThought Financial
13
FourThought Financial
Florida
USD 757 k +USD 234 k +25,110 +39%
9258 Wealth Management
14
9258 Wealth Management
Ohio
USD 695 k -USD 41.4 k -4,434 -5%
NewEdge Advisors
15
NewEdge Advisors
Louisiana
USD 639 k -USD 2.67 k -286 -0.4%
Institute for Wealth Management
16
Institute for Wealth Management
Colorado
USD 559 k – – –
Raymond James & Associates
17
Raymond James & Associates
Florida
USD 538 k +USD 50.5 k +5,406 +9%
Old Port Advisors
18
Old Port Advisors
Maine
USD 520 k -USD 55.2 k -5,906 -9%
AQR Arbitrage
19
AQR Arbitrage
Connecticut
USD 517 k +USD 401 k +42,927 +243%
UBS Group
20
UBS Group
Switzerland
USD 474 k -USD 149 -16 -0%
Hennion & Walsh Asset Management
21
Hennion & Walsh Asset Management
New Jersey
USD 467 k -USD 321 k -34,332 -39%
Quantedge Capital
22
Quantedge Capital
Singapore
USD 427 k +USD 311 k +33,340 +198%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
USD 375 k -USD 30.8 k -3,301 -7%
Ameriprise
24
Ameriprise
Minnesota
USD 345 k +USD 31.4 k +3,359 +9%
Relative Value Partners Group
25
Relative Value Partners Group
USD 343 k +USD 62 k +6,637 +23%
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