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Ellsworth Growth & Income Fund
ECF

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 10 M -USD 229 k -24,571 -2%
UBS Group
2
UBS Group
Switzerland
USD 7.77 M -USD 59.1 k -6,354 -0.8%
Advisors Asset Management
3
Advisors Asset Management
Colorado
USD 5.37 M +USD 738 k +79,276 +16%
Guggenheim Capital
4
Guggenheim Capital
Illinois
USD 3.34 M +USD 304 k +32,632 +10%
Wells Fargo
5
Wells Fargo
California
USD 3.11 M +USD 230 k +24,679 +8%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 1.85 M -USD 371 k -39,892 -17%
Ameriprise
7
Ameriprise
Minnesota
USD 1.83 M +USD 345 k +37,011 +23%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
USD 1.54 M -USD 597 k -64,188 -28%
L.J. Altfest & Co
9
L.J. Altfest & Co
New York
USD 883 k -USD 3.21 k -345 -0.4%
Institute for Wealth Management
10
Institute for Wealth Management
Colorado
USD 820 k +USD 15.5 k +1,660 +2%
Aviance Capital Partners
11
Aviance Capital Partners
Florida
USD 786 k -USD 19.4 k -2,079 -2%
Saba Capital Management
12
Saba Capital Management
New York
USD 744 k – – –
HighTower Advisors
13
HighTower Advisors
Illinois
USD 584 k +USD 38 k +4,083 +7%
MML Investors Services
14
MML Investors Services
Massachusetts
USD 415 k -USD 452 k -48,524 -52%
Relative Value Partners Group
15
Relative Value Partners Group
USD 398 k – – –
Meridian Investment Counsel
16
Meridian Investment Counsel
California
USD 237 k – – –
LPL Financial
17
LPL Financial
California
USD 236 k +USD 237 k +25,487 Nuevas
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
USD 164 k +USD 503 +54 +0.3%
6 Meridian
19
6 Meridian
Kansas
USD 160 k +USD 158 k +17,009 Nuevas
Parallel Advisors
20
Parallel Advisors
California
USD 129 k +USD 931 +100 +0.7%
KCS Wealth Advisory
21
KCS Wealth Advisory
California
USD 124 k +USD 123 k +13,194 Nuevas
Geode Capital Management
22
Geode Capital Management
Massachusetts
USD 108 k – – –
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
USD 104 k +USD 103 k +11,040 Nuevas
Ladenburg Thalmann Financial Services
24
Ladenburg Thalmann Financial Services
Florida
USD 84 k -USD 66.6 k -7,157 -45%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
USD 66 k – – –
1
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