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Ellsworth Growth & Income Fund
ECF

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 9.9 M +USD 115 k +12,364 +1%
Advisors Asset Management
2
Advisors Asset Management
Colorado
USD 6.16 M +USD 755 k +80,975 +14%
UBS Group
3
UBS Group
Switzerland
USD 6.09 M -USD 1.17 M -125,162 -16%
Wells Fargo
4
Wells Fargo
California
USD 5.26 M +USD 1.28 M +137,393 +33%
Guggenheim Capital
5
Guggenheim Capital
Illinois
USD 3.41 M +USD 72.2 k +7,739 +2%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 1.84 M +USD 60.9 k +6,530 +3%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
USD 949 k -USD 116 k -12,400 -11%
Aviance Capital Partners
8
Aviance Capital Partners
Florida
USD 934 k +USD 97.3 k +10,436 +12%
Institute for Wealth Management
9
Institute for Wealth Management
Colorado
USD 813 k -USD 1.99 k -213 -0.2%
L.J. Altfest & Co
10
L.J. Altfest & Co
New York
USD 753 k -USD 108 k -11,574 -13%
HighTower Advisors
11
HighTower Advisors
Illinois
USD 567 k -USD 6.65 k -713 -1%
Saba Capital Management
12
Saba Capital Management
New York
USD 420 k -USD 322 k -34,529 -44%
Relative Value Partners Group
13
Relative Value Partners Group
USD 370 k – – –
Curi RMB Capital
14
Curi RMB Capital
Illinois
USD 329 k +USD 3 k +322 +0.9%
Doliver Advisors
15
Doliver Advisors
Texas
USD 325 k -USD 55.3 k -5,933 -15%
Wolverine Asset Management
16
Wolverine Asset Management
Illinois
USD 308 k -USD 132 k -14,204 -30%
MML Investors Services
17
MML Investors Services
Massachusetts
USD 302 k -USD 13.5 k -1,450 -4%
Landscape Capital Management
18
Landscape Capital Management
New Jersey
USD 287 k +USD 43.4 k +4,649 +18%
LPL Financial
19
LPL Financial
California
USD 251 k -USD 6.02 k -645 -2%
Meridian Investment Counsel
20
Meridian Investment Counsel
California
USD 237 k – – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 210 k +USD 39.5 k +4,232 +24%
Ladenburg Thalmann Financial Services
22
Ladenburg Thalmann Financial Services
Florida
USD 201 k – – –
Raymond James Trust
23
Raymond James Trust
Florida
USD 167 k +USD 165 k +17,655 Nuevas
Old Port Advisors
24
Old Port Advisors
Maine
USD 136 k +USD 134 k +14,386 Nuevas
Parallel Advisors
25
Parallel Advisors
California
USD 131 k +USD 933 +100 +0.7%
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