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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.94M +$115K +12,364 +1%
AAM
2
Advisors Asset Management
Colorado
$6.16M +$755K +80,975 +14%
UBS Group
3
UBS Group
Switzerland
$6.09M -$1.17M -125,162 -16%
Wells Fargo
4
Wells Fargo
California
$5.26M +$1.28M +137,393 +33%
GC
5
Guggenheim Capital
Illinois
$3.41M +$72.2K +7,739 +2%
RJA
6
Raymond James & Associates
Florida
$1.84M +$60.9K +6,530 +3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$949K -$116K -12,400 -11%
ACP
8
Aviance Capital Partners
Florida
$934K +$97.3K +10,436 +12%
IFWM
9
Institute for Wealth Management
Colorado
$813K -$1.99K -213 -0.2%
LJAC
10
L.J. Altfest & Co
New York
$753K -$108K -11,574 -13%
HighTower Advisors
11
HighTower Advisors
Illinois
$567K -$6.65K -713 -1%
SCM
12
Saba Capital Management
New York
$420K -$322K -34,529 -44%
RVPG
13
Relative Value Partners Group
$370K
CRC
14
Curi RMB Capital
Illinois
$329K +$3K +322 +0.9%
DA
15
Doliver Advisors
Texas
$325K -$55.3K -5,933 -15%
WAM
16
Wolverine Asset Management
Illinois
$308K -$132K -14,204 -30%
MML Investors Services
17
MML Investors Services
Massachusetts
$302K -$13.5K -1,450 -4%
LCM
18
Landscape Capital Management
New Jersey
$287K +$43.4K +4,649 +18%
LPL Financial
19
LPL Financial
California
$251K -$6.02K -645 -2%
MIC
20
Meridian Investment Counsel
California
$237K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$210K +$39.5K +4,232 +24%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$201K
RJT
23
Raymond James Trust
Florida
$167K +$165K +17,655 New
OPA
24
Old Port Advisors
Maine
$136K +$134K +14,386 New
PA
25
Parallel Advisors
California
$131K +$933 +100 +0.7%