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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.5M -$346K -35,011 -3%
AAM
2
Advisors Asset Management
Colorado
$8.2M +$1.41M +142,259 +22%
UBS Group
3
UBS Group
Switzerland
$6.47M -$175K -17,726 -3%
Wells Fargo
4
Wells Fargo
California
$6.16M +$390K +39,428 +7%
GC
5
Guggenheim Capital
Illinois
$4M +$261K +26,359 +7%
RJA
6
Raymond James & Associates
Florida
$2.19M +$176K +17,856 +9%
ACP
7
Aviance Capital Partners
Florida
$1.12M +$92.5K +9,355 +9%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.02M -$14.6K -1,482 -1%
IFWM
9
Institute for Wealth Management
Colorado
$888K
LJAC
10
L.J. Altfest & Co
New York
$796K -$25.7K -2,599 -3%
HighTower Advisors
11
HighTower Advisors
Illinois
$623K
LPL Financial
12
LPL Financial
California
$304K +$29.2K +2,951 +11%
RVPG
13
Relative Value Partners Group
$301K -$98.8K -10,000 -25%
MIC
14
Meridian Investment Counsel
California
$259K
PAG
15
Private Advisor Group
New Jersey
$224K +$116K +11,697 +117%
Invesco
16
Invesco
Georgia
$195K +$187K +18,945 New
Baird Financial Group
17
Baird Financial Group
Wisconsin
$188K +$180K +18,255 New
RJT
18
Raymond James Trust
Florida
$182K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$171K -$55.1K -5,573 -25%
PA
20
Parallel Advisors
California
$145K +$1.29K +131 +0.9%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$124K
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$123K +$118K +11,973 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$116K +$2.47K +250 +2%
KWA
24
KCS Wealth Advisory
California
$115K -$5.44K -550 -5%
Stifel Financial
25
Stifel Financial
Missouri
$115K +$111K +11,202 New