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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$13.4M +$364K +35,233 +3%
Morgan Stanley
2
Morgan Stanley
New York
$11.5M +$127K +12,315 +1%
Wells Fargo
3
Wells Fargo
California
$10.4M +$1.15M +110,878 +14%
GC
4
Guggenheim Capital
Illinois
$4.35M -$483K -46,747 -11%
MML Investors Services
5
MML Investors Services
Massachusetts
$2.04M -$169K -16,395 -8%
RJA
6
Raymond James & Associates
Florida
$1.82M -$42.5K -4,108 -3%
ACP
7
Aviance Capital Partners
Florida
$1.51M +$27.5K +2,659 +2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.5M +$142K +13,718 +12%
9WM
9
9258 Wealth Management
Ohio
$1.07M -$7.69K -744 -0.8%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$908K +$12.2K +1,182 +2%
Stifel Financial
11
Stifel Financial
Missouri
$901K -$132K -12,764 -14%
IFWM
12
Institute for Wealth Management
Colorado
$775K -$17.9K -1,736 -3%
LPL Financial
13
LPL Financial
California
$593K +$170K +16,469 +47%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$551K -$2.2K -213 -0.4%
UBS Group
15
UBS Group
Switzerland
$541K -$411K -39,745 -46%
TCWM
16
Total Clarity Wealth Management
Illinois
$493K
Invesco
17
Invesco
Georgia
$447K -$274K -26,481 -40%
Cohen & Steers
18
Cohen & Steers
New York
$396K
Ameriprise
19
Ameriprise
Minnesota
$386K -$15.2K -1,472 -4%
FIA
20
Foundations Investment Advisors
Arizona
$371K +$329K +31,807 New
RVPG
21
Relative Value Partners Group
$336K
MIC
22
Meridian Investment Counsel
California
$259K
TF
23
Trek Financial
Arizona
$247K +$223K +21,531 New
RJT
24
Raymond James Trust
Florida
$203K
LJAC
25
L.J. Altfest & Co
New York
$195K +$992 +96 +0.6%