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ECF

Ellsworth Growth & Income Fund
ECF

Name Holding Trade Value Shares
Change 		Change in
Stake
U
1
UBS
Switzerland
$4.53M +$4.58M +591,908 New
Wells Fargo
2
Wells Fargo
California
$3.91M +$3.94M +510,179 New
AAM
3
Advisors Asset Management
Colorado
$2.88M +$2.9M +375,579 New
GFM
4
Gramercy Funds Management
Connecticut
$2.35M +$2.37M +306,820 New
RVP
5
Relative Value Partners
Illinois
$2.29M +$2.31M +299,401 New
JGUA
6
John G. Ullman & Associates
New York
$2.22M +$2.24M +289,988 New
Morgan Stanley
7
Morgan Stanley
New York
$2.18M +$2.2M +285,239 New
GC
8
Guggenheim Capital
Illinois
$2.03M +$2.05M +265,305 New
BI
9
Bulldog Investors
New Jersey
$1.78M +$1.8M +232,807 New
1CP
10
1607 Capital Partners
Virginia
$1.74M +$1.75M +226,595 New
DA
11
Doliver Advisors
Texas
$1.48M +$1.49M +192,762 New
SFS
12
Shaker Financial Services
Virginia
$958K +$967K +125,044 New
WAM
13
Wolverine Asset Management
Illinois
$876K +$885K +114,484 New
DI
14
Dalton Investments
Nevada
$708K +$714K +92,424 New
CWM
15
Concert Wealth Management
California
$577K +$582K +75,279 New
MFS
16
MSI Financial Services
Massachusetts
$499K +$504K +65,207 New
Citigroup
17
Citigroup
New York
$493K +$497K +64,316 New
HighTower Advisors
18
HighTower Advisors
Illinois
$468K +$473K +61,129 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$432K +$436K +56,458 New
CCM
20
Coe Capital Management
Illinois
$260K +$263K +34,013 New
RJA
21
Raymond James & Associates
Florida
$214K +$216K +27,917 New
HCMT
22
Highland Capital Management (Texas)
Texas
$182K +$183K +23,700 New
TC
23
TFS Capital
Pennsylvania
$169K +$171K +22,108 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$99K +$99.6K +12,890 New
ACP
25
Aviance Capital Partners
Florida
$89K +$90.2K +11,670 New
1
2