JGUA
ECF

John G. Ullman & Associates’s Ellsworth Growth & Income Fund ECF Stock Holding History

John G. Ullman & Associates’s Portfolio ECF Stock Details ECF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-13,500
Closed -$111K – 150
2013
Q4 		$111K Sell
13,500
-249,338
-95% -$2M 0.02% 141
2013
Q3 		$2.07M Sell
262,838
-27,150
-9% -$211K 0.42% 64
2013
Q2 		$2.22M Buy
+289,988
New +$2.24M 0.46% 60

Other funds holding ECF

Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

John G. Ullman & Associates's ECF Position: Q1 2014 in Review

John G. Ullman & Associates sold out of Ellsworth Growth & Income Fund (ECF) in Q1 2014, closing a stake of 13,500 shares — an estimated $111K sold.

John G. Ullman & Associates first reported a position in ECF in Q2 2013 and held it in 3 quarters. The position peaked at $2.22M in Q2 2013. 35 funds tracked by Wall St. Rank hold ECF as of Q1 2014.

  • John G. Ullman & Associates reported no remaining Ellsworth Growth & Income Fund position as of Q1 2014 after selling out during the quarter.
  • John G. Ullman & Associates sold 13,500 Ellsworth Growth & Income Fund shares in Q1 2014, an estimated $111K.
  • John G. Ullman & Associates first reported a position in Ellsworth Growth & Income Fund in Q2 2013 and held it in 3 quarters.
  • John G. Ullman & Associates's Ellsworth Growth & Income Fund position peaked at $2.22M in Q2 2013.
  • 35 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q1 2014.

Based on John G. Ullman & Associates's 13F filing for Q1 2014, filed 7 May 2014.