John G. Ullman & Associates’s Ellsworth Growth & Income Fund ECF Stock Holding History

John G. Ullman & Associates’s Portfolio ECF Stock Details ECF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-13,500	Closed	-$111K	–	150
2013 Q4	$111K	Sell	13,500 -249,338	-95%	-$2M	0.02%	141
2013 Q3	$2.07M	Sell	262,838 -27,150	-9%	-$211K	0.42%	64
2013 Q2	$2.22M	Buy	+289,988	New	+$2.24M	0.46%	60

Other funds holding ECF

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $109B AUM 16.36% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return