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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.7M +$406K +28,592 +2%
AAM
2
Advisors Asset Management
Colorado
$14.4M -$1.21M -85,513 -8%
Wells Fargo
3
Wells Fargo
California
$6.28M -$476K -33,524 -7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.27M +$518K +36,513 +20%
GC
5
Guggenheim Capital
Illinois
$2.68M -$213K -15,009 -8%
MML Investors Services
6
MML Investors Services
Massachusetts
$2.33M -$22.3K -1,568 -1%
ACP
7
Aviance Capital Partners
Florida
$2.04M +$142K +10,038 +8%
RJA
8
Raymond James & Associates
Florida
$1.6M +$94.8K +6,683 +7%
HWAM
9
Hennion & Walsh Asset Management
New Jersey
$1.34M +$30K +2,112 +2%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.25M +$82.7K +5,824 +7%
9WM
11
9258 Wealth Management
Ohio
$1.2M -$37.4K -2,635 -3%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.06M +$911K +64,197 +828%
IFWM
13
Institute for Wealth Management
Colorado
$969K
OPA
14
Old Port Advisors
Maine
$939K +$503K +35,448 +133%
Invesco
15
Invesco
Georgia
$843K +$179K +12,588 +28%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$661K +$3.04K +214 +0.5%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$655K -$4.44K -313 -0.7%
TCWM
18
Total Clarity Wealth Management
Illinois
$616K
Ameriprise
19
Ameriprise
Minnesota
$607K -$94.4K -6,649 -14%
Stifel Financial
20
Stifel Financial
Missouri
$504K +$71K +5,000 +17%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$454K +$159K +11,200 +57%
RVPG
22
Relative Value Partners Group
$430K
UBS Group
23
UBS Group
Switzerland
$326K +$8.19K +577 +3%
DJYG
24
David J. Yvars Group
Florida
$261K
RJT
25
Raymond James Trust
Florida
$260K