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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$8.93M +$3.37M +421,603 +64%
Wells Fargo
2
Wells Fargo
California
$8.65M +$8.54K +1,068 +0.1%
Ameriprise
3
Ameriprise
Minnesota
$2.99M -$77K -9,628 -3%
CA
4
Cornerstone Advisors
North Carolina
$2.86M +$77.2K +9,652 +3%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$2.34M -$268K -33,466 -11%
Morgan Stanley
6
Morgan Stanley
New York
$2.22M +$238K +29,751 +12%
AAM
7
Advisors Asset Management
Colorado
$2.05M -$263K -32,899 -12%
GC
8
Guggenheim Capital
Illinois
$1.87M -$87.8K -10,980 -5%
AA
9
AQR Arbitrage
Connecticut
$1.4M +$239K +29,930 +21%
WAM
10
WNY Asset Management
New York
$1.37M -$12K -1,500 -0.9%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.15M -$6.85K -856 -0.6%
VL
12
Vima LLC
Michigan
$952K +$158K +19,754 +21%
SFS
13
Shaker Financial Services
Virginia
$915K +$110K +13,780 +14%
Invesco
14
Invesco
Georgia
$828K +$9.91K +1,239 +1%
Pathstone Holdings
15
Pathstone Holdings
New Jersey
$716K -$46.9K -5,864 -6%
LCM
16
Landscape Capital Management
New Jersey
$707K +$9.13K +1,141 +1%
BI
17
Bulldog Investors
New Jersey
$685K +$43.5K +5,445 +7%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$545K +$34.4K +4,295 +7%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$536K +$148K +18,490 +40%
NA
20
NewEdge Advisors
Louisiana
$510K -$19K -2,372 -4%
IFWM
21
Institute for Wealth Management
Colorado
$494K -$5.76K -720 -1%
9WM
22
9258 Wealth Management
Ohio
$362K -$23.8K -2,978 -6%
RL
23
RPO LLC
Connecticut
$294K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$281K +$14.7K +1,833 +6%
UBS Group
25
UBS Group
Switzerland
$271K +$7.01K +876 +3%