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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.45M +$2.39M +264,258 +46%
UBS Group
2
UBS Group
Switzerland
$6.65M +$34.9K +3,863 +0.5%
AAM
3
Advisors Asset Management
Colorado
$4.04M -$10.9K -1,203 -0.3%
SIA
4
Sit Investment Associates
Minnesota
$2.56M +$2.1M +232,629 +407%
1CP
5
1607 Capital Partners
Virginia
$2.44M -$153K -16,918 -6%
RVPG
6
Relative Value Partners Group
$2.1M +$2.15M +237,743 New
GC
7
Guggenheim Capital
Illinois
$2.08M +$11K +1,222 +0.5%
Wells Fargo
8
Wells Fargo
California
$1.46M -$4.38M -484,095 -75%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$1.26M
MFS
10
MSI Financial Services
Massachusetts
$1.15M -$94.9K -10,498 -7%
GFM
11
Gramercy Funds Management
Connecticut
$971K
RJA
12
Raymond James & Associates
Florida
$659K +$4.97K +550 +0.7%
CWM
13
Concert Wealth Management
California
$650K -$22.4K -2,480 -3%
BI
14
Bulldog Investors
New Jersey
$623K -$272K -30,035 -30%
HighTower Advisors
15
HighTower Advisors
Illinois
$513K -$750 -83 -0.1%
ST
16
Sentinel Trust
Texas
$416K
LCM
17
Landscape Capital Management
New Jersey
$402K +$157K +17,415 +62%
DA
18
Doliver Advisors
Texas
$392K -$313K -34,598 -44%
PAM
19
Panagora Asset Management
Massachusetts
$390K +$376K +41,543 +1,593%
CCM
20
Coe Capital Management
Illinois
$300K
MIC
21
Meridian Investment Counsel
California
$227K
Invesco
22
Invesco
Georgia
$202K +$207K +22,884 New
SFM
23
Signet Financial Management
New Jersey
$190K
ACP
24
Aviance Capital Partners
Florida
$170K +$174K +19,290 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$123K +$12.1K +1,333 +11%