Ladenburg Thalmann Financial Services’s Ellsworth Growth & Income Fund ECF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ECF Stock Details ECF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$24K	Hold	2,000	–	–	﹤0.01%	4032
2019 Q3	$21K	Hold	2,000	–	–	﹤0.01%	4014
2019 Q2	$21K	Buy	+2,000	New	+$19.5K	﹤0.01%	4012
2019 Q1	–	Sell	-1,460	Closed	-$13K	–	5230
2018 Q4	$13K	Sell	1,460 -1,540	-51%	-$13.9K	﹤0.01%	4122
2018 Q3	$31K	Sell	3,000 -18,990	-86%	-$188K	﹤0.01%	3626
2018 Q2	$201K	Hold	21,990	–	–	﹤0.01%	2226
2018 Q1	$201K	Buy	21,990 +13,087	+147%	+$122K	﹤0.01%	2226
2017 Q4	$84K	Sell	8,903 -7,157	-45%	-$66.6K	﹤0.01%	2841
2017 Q3	$148K	Buy	16,060 +3,483	+28%	+$32K	﹤0.01%	2323
2017 Q2	$115K	Buy	12,577 +12,550	+46,481%	+$112K	﹤0.01%	2432
2017 Q1	$0	Hold	27	–	–	﹤0.01%	4869
2016 Q4	$0	Hold	27	–	–	﹤0.01%	4864
2016 Q3	$0	Hold	27	–	–	﹤0.01%	4791
2016 Q2	$0	Sell	27 -2,416	-99%	-$18.6K	﹤0.01%	4759
2016 Q1	$19K	Hold	2,443	–	–	﹤0.01%	3283
2015 Q4	$19K	Buy	2,443 +2,417	+9,296%	+$19.2K	﹤0.01%	3266
2015 Q3	$0	Hold	26	–	–	﹤0.01%	4629
2015 Q2	$0	Hold	26	–	–	﹤0.01%	4675
2015 Q1	$0	Hold	26	–	–	﹤0.01%	4588
2014 Q4	$0	Buy	26 +1	+4%	+$8	﹤0.01%	4365
2014 Q3	$0	Hold	25	–	–	﹤0.01%	3941
2014 Q2	$0	Hold	25	–	–	﹤0.01%	3903
2014 Q1	$0	Hold	25	–	–	﹤0.01%	3780
2013 Q4	$0	Hold	25	–	–	﹤0.01%	3756
2013 Q3	$0	Hold	25	–	–	﹤0.01%	3724
2013 Q2	$0	Buy	+25	New	+$193	﹤0.01%	3626

Other funds holding ECF

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $963M AUM 32.56% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ECF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Ellsworth Growth & Income Fund (ECF) position steady in Q4 2019 at 2,000 shares worth $24K. The position accounts for ﹤0.01% of the portfolio, ranked #4032.

Ladenburg Thalmann Financial Services first reported a position in ECF in Q2 2013 and has held it in 26 quarters since. The position peaked at $201K in Q2 2018. 38 funds tracked by Wall St. Rank hold ECF as of Q4 2019.

Ladenburg Thalmann Financial Services held 2,000 shares of Ellsworth Growth & Income Fund worth $24K as of Q4 2019.
Ladenburg Thalmann Financial Services left its Ellsworth Growth & Income Fund share count unchanged in Q4 2019.
Ellsworth Growth & Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4032 holding.
Ladenburg Thalmann Financial Services first reported a position in Ellsworth Growth & Income Fund in Q2 2013 and has held it in 26 quarters since.
Ladenburg Thalmann Financial Services's Ellsworth Growth & Income Fund position peaked at $201K in Q2 2018.
38 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.