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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$427K +$282K +22,248 +221%
Focus Partners Wealth
27
Focus Partners Wealth
Massachusetts
$423K
ACP
28
Aviance Capital Partners
Florida
$408K +$1.92K +151 +0.5%
PAG
29
Private Advisor Group
New Jersey
$357K +$178 +14 +0.1%
KPF
30
K2 Principal Fund
Ontario, Canada
$325K
LPL Financial
31
LPL Financial
California
$311K +$1.41K +111 +0.5%
UBS Group
32
UBS Group
Switzerland
$267K +$103K +8,087 +67%
Osaic Holdings
33
Osaic Holdings
Arizona
$262K +$17.4K +1,373 +7%
RA
34
Ruggaard & Associates
Ohio
$248K
PFO
35
PMG Family Office
Texas
$245K +$2.16K +170 +0.9%
CAPTRUST Financial Advisors
36
CAPTRUST Financial Advisors
North Carolina
$241K -$50.2K -3,956 -18%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$230K -$406 -32 -0.2%
CI
38
Ceera Investments
Texas
$181K +$174K +13,719 New
BI
39
Beckerman Institutional
New Jersey
$169K
OPA
40
Old Port Advisors
Maine
$158K -$5.7K -449 -4%
RAM
41
Readystate Asset Management
Illinois
$154K +$148K +11,650 New
MIC
42
Meridian Investment Counsel
California
$147K
IA
43
IFG Advisory
Georgia
$53.5K +$51.5K +4,053 New
GWM
44
Gilpin Wealth Management
Colorado
$52.8K
GRP
45
Global Retirement Partners
California
$28K +$26.9K +2,116 New
CS
46
Clear Street
New York
$24.2K +$23.3K +1,835 New
CIA
47
Cape Investment Advisory
Georgia
$23.3K +$22.4K +1,767 New
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$17.2K +$16.5K +1,300 New
IWC
49
Integrated Wealth Concepts
Massachusetts
$16.1K +$15.5K +1,218 New
BW
50
Basepoint Wealth
Iowa
$14.5K +$190 +15 +1%