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Ellsworth Growth & Income Fund
ECF

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
USD 427 k +USD 282 k +22,248 +221%
Focus Partners Wealth
27
Focus Partners Wealth
Massachusetts
USD 423 k – – –
Aviance Capital Partners
28
Aviance Capital Partners
Florida
USD 408 k +USD 1.92 k +151 +0.5%
Private Advisor Group
29
Private Advisor Group
New Jersey
USD 357 k +USD 178 +14 +0.1%
KPF
30
K2 Principal Fund
Ontario, Canada
USD 325 k – – –
LPL Financial
31
LPL Financial
California
USD 311 k +USD 1.41 k +111 +0.5%
UBS Group
32
UBS Group
Switzerland
USD 267 k +USD 103 k +8,087 +67%
Osaic Holdings
33
Osaic Holdings
Arizona
USD 262 k +USD 17.4 k +1,373 +7%
RA
34
Ruggaard & Associates
Ohio
USD 248 k – – –
PFO
35
PMG Family Office
Texas
USD 245 k +USD 2.16 k +170 +0.9%
CAPTRUST Financial Advisors
36
CAPTRUST Financial Advisors
North Carolina
USD 241 k -USD 50.2 k -3,956 -18%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
USD 230 k -USD 406 -32 -0.2%
CI
38
Ceera Investments
Texas
USD 181 k +USD 174 k +13,719 Nuevas
BI
39
Beckerman Institutional
New Jersey
USD 169 k – – –
OPA
40
Old Port Advisors
Maine
USD 158 k -USD 5.7 k -449 -4%
Readystate Asset Management
41
Readystate Asset Management
Illinois
USD 154 k +USD 148 k +11,650 Nuevas
MIC
42
Meridian Investment Counsel
California
USD 147 k – – –
IFG Advisory
43
IFG Advisory
Georgia
USD 53.5 k +USD 51.5 k +4,053 Nuevas
GWM
44
Gilpin Wealth Management
Colorado
USD 52.8 k – – –
Global Retirement Partners
45
Global Retirement Partners
California
USD 28 k +USD 26.9 k +2,116 Nuevas
Clear Street
46
Clear Street
New York
USD 24.2 k +USD 23.3 k +1,835 Nuevas
CIA
47
Cape Investment Advisory
Georgia
USD 23.3 k +USD 22.4 k +1,767 Nuevas
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
USD 17.2 k +USD 16.5 k +1,300 Nuevas
BW
49
Basepoint Wealth
Iowa
USD 14.5 k +USD 190 +15 +1%
Advisornet Financial
50
Advisornet Financial
Minnesota
USD 7.33 k -USD 31.6 k -2,486 -82%
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