Northwestern Mutual Wealth Management
ECF

Northwestern Mutual Wealth Management’s Ellsworth Growth & Income Fund ECF Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio ECF Stock Details ECF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q1 		– Sell
-2,000
Closed -$28K – 2820
2020
Q4 		$28K Buy
+2,000
New +$25.2K ﹤0.01% 1838
2018
Q3 		– Sell
-415
Closed -$4K – 2496
2018
Q2 		$4K Buy
+415
New +$3.87K ﹤0.01% 2050

Other funds holding ECF

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return
ACP
Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
9WM
9258 Wealth Management Blue Ash, Ohio $677M AUM 39.46% 1-Year Est. Return

Northwestern Mutual Wealth Management's ECF Position: Q1 2021 in Review

Northwestern Mutual Wealth Management sold out of Ellsworth Growth & Income Fund (ECF) in Q1 2021, closing a stake of 2,000 shares — an estimated $28K sold.

Northwestern Mutual Wealth Management first reported a position in ECF in Q2 2018 and held it in 2 quarters. The position peaked at $28K in Q4 2020. 39 funds tracked by Wall St. Rank hold ECF as of Q1 2021.

  • Northwestern Mutual Wealth Management reported no remaining Ellsworth Growth & Income Fund position as of Q1 2021 after selling out during the quarter.
  • Northwestern Mutual Wealth Management sold 2,000 Ellsworth Growth & Income Fund shares in Q1 2021, an estimated $28K.
  • Northwestern Mutual Wealth Management first reported a position in Ellsworth Growth & Income Fund in Q2 2018 and held it in 2 quarters.
  • Northwestern Mutual Wealth Management's Ellsworth Growth & Income Fund position peaked at $28K in Q4 2020.
  • 39 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q1 2021.

Based on Northwestern Mutual Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.