TCM
ECF

Tradewinds Capital Management’s Ellsworth Growth & Income Fund ECF Stock Holding History

Tradewinds Capital Management’s Portfolio ECF Stock Details ECF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-2,780
Closed -$24K – 616
2014
Q4 		$24K Hold
2,780
– – 0.02% 280
2014
Q3 		$24K Hold
2,780
– – 0.02% 279
2014
Q2 		$25K Hold
2,780
– – 0.02% 283
2014
Q1 		$24K Hold
2,780
– – 0.02% 297
2013
Q4 		$23K Buy
+2,780
New +$22.3K 0.02% 284

Other funds holding ECF

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
GFM
Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

Tradewinds Capital Management's ECF Position: Q1 2015 in Review

Tradewinds Capital Management sold out of Ellsworth Growth & Income Fund (ECF) in Q1 2015, closing a stake of 2,780 shares — an estimated $24K sold.

Tradewinds Capital Management first reported a position in ECF in Q4 2013 and held it in 5 quarters. The position peaked at $25K in Q2 2014. 31 funds tracked by Wall St. Rank hold ECF as of Q1 2015.

  • Tradewinds Capital Management reported no remaining Ellsworth Growth & Income Fund position as of Q1 2015 after selling out during the quarter.
  • Tradewinds Capital Management sold 2,780 Ellsworth Growth & Income Fund shares in Q1 2015, an estimated $24K.
  • Tradewinds Capital Management first reported a position in Ellsworth Growth & Income Fund in Q4 2013 and held it in 5 quarters.
  • Tradewinds Capital Management's Ellsworth Growth & Income Fund position peaked at $25K in Q2 2014.
  • 31 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q1 2015.

Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.