B. Riley Wealth Advisors’s Ellsworth Growth & Income Fund ECF Stock Holding History

B. Riley Wealth Advisors’s Portfolio ECF Stock Details ECF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-260	Closed	-$2	–	942
2014 Q4	$2	Buy	+260	New	+$2.21K	﹤0.01%	3384
2014 Q3	–	Sell	-260	Closed	-$2.29K	–	966
2014 Q2	$2.29K	Buy	+260	New	+$2.24K	﹤0.01%	2209
2013 Q4	–	Sell	-5,652	Closed	-$44K	–	687
2013 Q3	$44K	Sell	5,652 -3,893	-41%	-$30.3K	0.02%	654
2013 Q2	$73K	Buy	+9,545	New	+$73.8K	0.02%	618

Other funds holding ECF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

GFM

Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

B. Riley Wealth Advisors's ECF Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Ellsworth Growth & Income Fund (ECF) in Q1 2015, closing a stake of 260 shares — an estimated $2 sold.

B. Riley Wealth Advisors first reported a position in ECF in Q2 2013 and held it in 4 quarters. The position peaked at $73K in Q2 2013. 31 funds tracked by Wall St. Rank hold ECF as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Ellsworth Growth & Income Fund position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 260 Ellsworth Growth & Income Fund shares in Q1 2015, an estimated $2.
B. Riley Wealth Advisors first reported a position in Ellsworth Growth & Income Fund in Q2 2013 and held it in 4 quarters.
B. Riley Wealth Advisors's Ellsworth Growth & Income Fund position peaked at $73K in Q2 2013.
31 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.