ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

36 hedge funds and large institutions have $37.5M invested in Ellsworth Growth & Income Fund in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
12
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$6.27M
2
1CP
1607 Capital Partners
Virginia
$2.55M
3
AAM
Advisors Asset Management
Colorado
$3.28M
4
Morgan Stanley
Morgan Stanley
New York
$3.27M
5
WAM
Wolverine Asset Management
Illinois
$1.43M

Top Sellers

1
JGUA
John G. Ullman & Associates
New York
$111K
2
BI
Bulldog Investors
New Jersey
$1.22M
3
DA
Doliver Advisors
Texas
$605K
4
GFM
Gramercy Funds Management
Connecticut
$2.15M
5
AQR Capital Management
AQR Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SG Americas Securities
26
SG Americas Securities
New York
$143K +$143K +17,441 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$119K +$294 +36 +0.2%
TC
28
TFS Capital
Pennsylvania
$115K -$54.4K -6,642 -32%
JGUA
29
John G. Ullman & Associates
New York
$111K -$2.05M -249,338 -95%
SCM
30
Saba Capital Management
New York
$105K +$105K +12,860 New
ACP
31
Aviance Capital Partners
Florida
$86K -$9.69K -1,182 -10%
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$30K +$30K +3,691 New
TCM
33
Tradewinds Capital Management
Washington
$23K +$23K +2,780 New
Bank of America
34
Bank of America
North Carolina
$16K +$112 +14 +0.7%
Creative Planning
35
Creative Planning
Kansas
$11K +$11K +1,362 New
AQR Capital Management
36
AQR Capital Management
Connecticut
– -$332K -42,244 Closed
KIM
37
Karpus Investment Management
New York
– -$143K -18,160 Closed
BRWA
38
B. Riley Wealth Advisors
Florida
– -$44K -5,652 Closed
TF
39
Tompkins Financial
New York
– -$20K -2,500 Closed
US Bancorp
40
US Bancorp
Minnesota
– -$16K -2,073 Closed
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