Tompkins Financial’s Ellsworth Growth & Income Fund ECF Stock Holding History

Tompkins Financial’s Portfolio ECF Stock Details ECF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-2,500	Closed	-$20K	–	530
2013 Q3	$20K	Hold	2,500	–	–	0.01%	346
2013 Q2	$19K	Buy	+2,500	New	+$19.3K	0.01%	357

Other funds holding ECF

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Tompkins Financial's ECF Position: Q4 2013 in Review

Tompkins Financial sold out of Ellsworth Growth & Income Fund (ECF) in Q4 2013, closing a stake of 2,500 shares — an estimated $20K sold.

Tompkins Financial first reported a position in ECF in Q2 2013 and held it in 2 quarters. The position peaked at $20K in Q3 2013. 36 funds tracked by Wall St. Rank hold ECF as of Q4 2013.

Tompkins Financial reported no remaining Ellsworth Growth & Income Fund position as of Q4 2013 after selling out during the quarter.
Tompkins Financial sold 2,500 Ellsworth Growth & Income Fund shares in Q4 2013, an estimated $20K.
Tompkins Financial first reported a position in Ellsworth Growth & Income Fund in Q2 2013 and held it in 2 quarters.
Tompkins Financial's Ellsworth Growth & Income Fund position peaked at $20K in Q3 2013.
36 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q4 2013.

Based on Tompkins Financial's 13F filing for Q4 2013, filed 8 Jan 2014.