U
ECF

UBS’s Ellsworth Growth & Income Fund ECF Stock Holding History

UBS’s Portfolio ECF Stock Details ECF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$6.03M Buy
696,922
+2,398
+0.3% +$21.1K ﹤0.01% 1853
2014
Q2 		$6.13M Buy
694,524
+23,961
+4% +$206K ﹤0.01% 1778
2014
Q1 		$5.77M Buy
670,563
+43,969
+7% +$368K 0.01% 1722
2013
Q4 		$5.13M Buy
626,594
+15,966
+3% +$128K ﹤0.01% 1846
2013
Q3 		$4.81M Buy
610,628
+18,720
+3% +$146K ﹤0.01% 1749
2013
Q2 		$4.53M Buy
+591,908
New +$4.58M 0.01% 1717

Other funds holding ECF

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.14% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 12.48% 1-Year Est. Return

UBS's ECF Position: Q3 2014 in Review

UBS increased its Ellsworth Growth & Income Fund (ECF) stake by 0.35% in Q3 2014, buying an estimated $21.1K and bringing the position to 696,922 shares worth $6.03M. The position accounts for ﹤0.01% of the portfolio, ranked #1853.

UBS first reported a position in ECF in Q2 2013 and has held it in 6 quarters since. The position peaked at $6.13M in Q2 2014. 34 funds tracked by Wall St. Rank hold ECF as of Q3 2014.

  • UBS held 696,922 shares of Ellsworth Growth & Income Fund worth $6.03M as of Q3 2014.
  • UBS bought 2,398 Ellsworth Growth & Income Fund shares in Q3 2014, an estimated $21.1K.
  • Ellsworth Growth & Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #1853 holding.
  • UBS first reported a position in Ellsworth Growth & Income Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's Ellsworth Growth & Income Fund position peaked at $6.13M in Q2 2014.
  • 34 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.