DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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39 hedge funds and large institutions have $25.5M invested in Duff & Phelps Utility & Corporate Bond Trust in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
39
Holders Change
–
Holders Change %
0%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$12.4M
2
Wells Fargo
2
Wells Fargo
California
$1.46M
3
WAM
3
Wolverine Asset Management
Illinois
$1.25M
4
1CP
4
1607 Capital Partners
Virginia
$603K
5
SFS
5
Shaker Financial Services
Virginia
$801K

Top Sellers

1
MCC
1
Mid Continent Capital
Illinois
$994K
2
GC
2
Guggenheim Capital
Illinois
$134K
3
DA
3
Doliver Advisors
Texas
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$1.95M
5
LPL Financial
5
LPL Financial
California
$259K
Name Market Value Shares Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$94K 9,336 +250 +3%
Creative Planning
27
Creative Planning
Kansas
$65K 6,500 +4,400 +210%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$51K 5,118 -1,026 -17%
BC
29
Bartlett & Co
Ohio
$44K 4,400 – –
SSB
30
Sandy Spring Bank
Maryland
$22K 2,225 – –
NES
31
New England Securities
New York
$16K 1,600 -861 -35%
US Bancorp
32
US Bancorp
Minnesota
$14K 1,400 – –
CPA
33
Cowen Prime Advisors
New York
$10K 1,000 – –
AIG
34
American International Group
New York
$8.93K 890 – –
QAM
35
QCI Asset Management
New York
$8K 800 – –
TRCT
36
Tower Research Capital (TRC)
New York
$7K 700 +414 +145%
CFA
37
Carroll Financial Associates
North Carolina
$6K 667 – –
SNT
38
Security National Trust
West Virginia
$4K 356 – –
WA
39
WFG Advisors
Texas
$3K 331 +7 +2%
DA
40
Doliver Advisors
Texas
– – -39,564 Closed
Ameriprise
41
Ameriprise
Minnesota
– – -5,222 Closed
MA
42
MUFG Americas
New York
– – -3,000 Closed
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
– – -1,600 Closed
1
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