Bank of Montreal
DUC

Bank of Montreal’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Bank of Montreal’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-1,600
Closed -$17K – 3986
2013
Q3 		$17K Buy
+1,600
New +$16.6K ﹤0.01% 3290

Other funds holding DUC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.66% 1-Year Est. Return
MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Bank of Montreal's DUC Position: Q4 2013 in Review

Bank of Montreal sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2013, closing a stake of 1,600 shares — an estimated $17K sold.

Bank of Montreal first reported a position in DUC in Q3 2013 and held it in 1 quarter. The position peaked at $17K in Q3 2013. 39 funds tracked by Wall St. Rank hold DUC as of Q4 2013.

  • Bank of Montreal reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2013 after selling out during the quarter.
  • Bank of Montreal sold 1,600 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2013, an estimated $17K.
  • Bank of Montreal first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q3 2013 and held it in 1 quarter.
  • Bank of Montreal's Duff & Phelps Utility & Corporate Bond Trust position peaked at $17K in Q3 2013.
  • 39 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2013.

Based on Bank of Montreal's 13F filing for Q4 2013, filed 8 Jan 2014.