CFA
DUC

Carroll Financial Associates’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Carroll Financial Associates’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-667
Closed -$6K – 943
2013
Q4 		$6K Hold
667
– – ﹤0.01% 584
2013
Q3 		$6K Hold
667
– – ﹤0.01% 602
2013
Q2 		$7K Buy
+667
New +$7.95K ﹤0.01% 468

Other funds holding DUC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
WCM
Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Carroll Financial Associates's DUC Position: Q1 2014 in Review

Carroll Financial Associates sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q1 2014, closing a stake of 667 shares — an estimated $6K sold.

Carroll Financial Associates first reported a position in DUC in Q2 2013 and held it in 3 quarters. The position peaked at $7K in Q2 2013. 33 funds tracked by Wall St. Rank hold DUC as of Q1 2014.

  • Carroll Financial Associates reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q1 2014 after selling out during the quarter.
  • Carroll Financial Associates sold 667 Duff & Phelps Utility & Corporate Bond Trust shares in Q1 2014, an estimated $6K.
  • Carroll Financial Associates first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and held it in 3 quarters.
  • Carroll Financial Associates's Duff & Phelps Utility & Corporate Bond Trust position peaked at $7K in Q2 2013.
  • 33 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q1 2014.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.