LTFS
DUC

Ladenburg Thalmann Financial Services’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$21K Sell
2,370
-728
-23% -$6.66K ﹤0.01% 4134
2019
Q3 		$28K Buy
3,098
+13
+0.4% +$115 ﹤0.01% 3832
2019
Q2 		$27K Buy
3,085
+14
+0.5% +$121 ﹤0.01% 3876
2019
Q1 		$26K Buy
3,071
+15
+0.5% +$126 ﹤0.01% 3844
2018
Q4 		$24K Buy
3,056
+14
+0.5% +$115 ﹤0.01% 3768
2018
Q3 		$26K Buy
3,042
+27
+0.9% +$230 ﹤0.01% 3760
2018
Q2 		$26K Hold
3,015
– – ﹤0.01% 3686
2018
Q1 		$26K Buy
3,015
+9
+0.3% +$78 ﹤0.01% 3686
2017
Q4 		$26K Hold
3,006
– – ﹤0.01% 3634
2017
Q3 		$27K Sell
3,006
-772
-20% -$7.12K ﹤0.01% 3514
2017
Q2 		$34K Sell
3,778
-2,989
-44% -$27.6K ﹤0.01% 3282
2017
Q1 		$62K Sell
6,767
-408
-6% -$3.8K ﹤0.01% 2757
2016
Q4 		$67K Buy
7,175
+4,410
+159% +$41.2K ﹤0.01% 2633
2016
Q3 		$27K Buy
2,765
+7
+0.3% +$68 ﹤0.01% 3208
2016
Q2 		$27K Sell
2,758
-1,608
-37% -$15.5K ﹤0.01% 3146
2016
Q1 		$42K Sell
4,366
-1,355
-24% -$12.6K ﹤0.01% 2729
2015
Q4 		$52K Buy
5,721
+92
+2% +$858 ﹤0.01% 2533
2015
Q3 		$54K Hold
5,629
– – ﹤0.01% 2416
2015
Q2 		$53K Hold
5,629
– – ﹤0.01% 2550
2015
Q1 		$55K Sell
5,629
-315
-5% -$3.07K ﹤0.01% 2491
2014
Q4 		$59K Buy
5,944
+1,201
+25% +$11.8K ﹤0.01% 2264
2014
Q3 		$46K Buy
4,743
+9
+0.2% +$92 ﹤0.01% 2086
2014
Q2 		$50K Sell
4,734
-4,092
-46% -$42.8K ﹤0.01% 2053
2014
Q1 		$91K Sell
8,826
-510
-5% -$5.29K ﹤0.01% 1562
2013
Q4 		$94K Buy
9,336
+250
+3% +$2.54K ﹤0.01% 1509
2013
Q3 		$95K Buy
9,086
+2,872
+46% +$29.8K ﹤0.01% 1430
2013
Q2 		$68K Buy
+6,214
New +$74K ﹤0.01% 1523

Other funds holding DUC

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
DWM
Dakota Wealth Management Palm Beach Gardens, Florida $4.62B AUM 33.09% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DUC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Duff & Phelps Utility & Corporate Bond Trust (DUC) stake by 23% in Q4 2019, selling an estimated $6.66K and leaving 2,370 shares worth $21K. The position accounts for ﹤0.01% of the portfolio, ranked #4134.

Ladenburg Thalmann Financial Services first reported a position in DUC in Q2 2013 and has held it in 27 quarters since. The position peaked at $95K in Q3 2013. 35 funds tracked by Wall St. Rank hold DUC as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 2,370 shares of Duff & Phelps Utility & Corporate Bond Trust worth $21K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 728 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2019, an estimated $6.66K.
  • Duff & Phelps Utility & Corporate Bond Trust made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4134 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Duff & Phelps Utility & Corporate Bond Trust position peaked at $95K in Q3 2013.
  • 35 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.