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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
PA
51
Pinnacle Associates
New York
$272K -$10.7K -788 -4%
NA
52
NewEdge Advisors
Louisiana
$256K +$204K +14,933 +510%
RJT
53
Raymond James Trust
Florida
$256K -$6.75K -495 -3%
ACM
54
AlphaStar Capital Management
North Carolina
$251K +$245K +17,942 New
BBPWM
55
Blue Bell Private Wealth Management
Pennsylvania
$243K – – –
TSS
56
Two Sigma Securities
New York
$241K +$235K +17,226 New
VF
57
Virtu Financial
New York
$213K +$207K +15,211 New
GVAG
58
Great Valley Advisor Group
Delaware
$191K – – –
SBIA
59
Sheaff Brock Investment Advisors
Indiana
$188K – – –
QC
60
Quantedge Capital
Singapore
$176K +$172K +12,600 New
ICMP
61
Integrated Capital Management (Pennsylvania)
Pennsylvania
$175K -$436 -32 -0.3%
Truist Financial
62
Truist Financial
North Carolina
$164K +$109 +8 +0.1%
HWAM
63
Hennion & Walsh Asset Management
New Jersey
$163K -$8.37K -614 -5%
KAS
64
Kestra Advisory Services
Texas
$160K -$117K -8,617 -43%
Mercer Global Advisors
65
Mercer Global Advisors
Colorado
$155K +$151K +11,072 New
NAS
66
NWF Advisory Services
California
$146K – – –
Comerica Bank
67
Comerica Bank
Texas
$114K -$30.5K -2,239 -22%
LOIM
68
Liberty One Investment Management
Illinois
$102K +$3.11K +228 +3%
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$94.5K – – –
PP
70
PFS Partners
New Jersey
$93.8K +$91.3K +6,700 New
US Bancorp
71
US Bancorp
Minnesota
$76.6K – – –
PTC
72
Private Trust Company
Ohio
$72.8K +$43.6K +3,200 +160%
AF
73
Allworth Financial
California
$60.5K +$58.9K +4,320 New
AWM
74
Avior Wealth Management
Nebraska
$50.9K +$5.46K +401 +12%
TPCW
75
TD Private Client Wealth
New York
$49.6K +$48.2K +3,540 New