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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
51
Cetera Investment Advisers
Illinois
$190K +$192K +11,462 New
IA
52
IFP Advisors
Florida
$175K +$146K +8,739 New
CAN
53
Cetera Advisor Networks
California
$173K +$174K +10,391 New
MCC
54
Money Concepts Capital
Florida
$147K +$148K +8,827 New
PGAM
55
Princeton Global Asset Management
New Jersey
$114K +$25.1K +1,500 +28%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$112K – – –
Fifth Third Bancorp
57
Fifth Third Bancorp
Ohio
$106K – – –
US Bancorp
58
US Bancorp
Minnesota
$91K – – –
Rockefeller Capital Management
59
Rockefeller Capital Management
New York
$67K – – –
SWM
60
Spire Wealth Management
Virginia
$60K – – –
PFGIA
61
Patriot Financial Group Insurance Agency
Massachusetts
$57K – – –
AWM
62
Avior Wealth Management
Nebraska
$47K – – –
FIA
63
FNY Investment Advisers
New York
$46K +$46.9K +2,800 New
BWP
64
Baldwin Wealth Partners
Massachusetts
$43K – – –
Citigroup
65
Citigroup
New York
$39K +$5.56K +332 +16%
APA
66
American Portfolios Advisors
New York
$32.3K – – –
CA
67
Clearstead Advisors
Ohio
$26K – – –
ACM
68
Antonetti Capital Management
Florida
$22K – – –
ANBT
69
American National Bank & Trust
Texas
$20K -$12.9K -770 -39%
FF
70
FourThought Financial
Florida
$19K – – –
SWA
71
SOA Wealth Advisors
New York
$15K +$251 +15 +2%
FFWM
72
Future Financial Wealth Management
Ohio
$9K – – –
EIP
73
Ellis Investment Partners
Pennsylvania
$7K – – –
ODG
74
O'Dell Group
Ohio
$5K – – –
HS
75
Horan Securities
United States
$3K – – –