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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
RJT
26
Raymond James Trust
Florida
$946K +$286K +17,889 +41%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$745K +$39.1K +2,446 +5%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$742K -$22K -1,376 -3%
LOIM
29
Liberty One Investment Management
Illinois
$642K +$58.7K +3,673 +11%
NFG
30
Nations Financial Group
Iowa
$605K +$16K +1,000 +3%
KWM
31
Kingsview Wealth Management
Oregon
$516K +$14.4K +900 +3%
SC
32
Stolper & Co
Oklahoma
$501K +$608 +38 +0.1%
IFWM
33
Institute for Wealth Management
Colorado
$500K -$960 -60 -0.2%
CAN
34
Cetera Advisor Networks
California
$452K +$306K +19,146 +184%
BWA
35
BDO Wealth Advisors
Florida
$448K – – –
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$412K +$80.9K +5,055 +22%
WS
37
Wedbush Securities
California
$408K +$3.92K +245 +0.9%
DAS
38
Dynamic Advisor Solutions
Arizona
$406K -$6.16K -385 -1%
Cetera Investment Advisers
39
Cetera Investment Advisers
Illinois
$369K +$203K +12,714 +111%
Truist Financial
40
Truist Financial
North Carolina
$365K -$25.1K -1,569 -6%
LB
41
Leo Brokerage
Texas
$351K – – –
KeyBank National Association
42
KeyBank National Association
Ohio
$311K – – –
PA
43
Pinnacle Associates
New York
$300K – – –
9WM
44
9258 Wealth Management
Ohio
$296K -$19K -1,185 -6%
Northern Trust
45
Northern Trust
Illinois
$241K +$672 +42 +0.3%
ACM
46
AlphaStar Capital Management
North Carolina
$234K +$36.7K +2,296 +18%
CCM
47
Covington Capital Management
California
$222K – – –
EP
48
Eudaimonia Partners
Tennessee
$215K +$400 +25 +0.2%
SBIA
49
Sheaff Brock Investment Advisors
Indiana
$205K +$240 +15 +0.1%
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$204K -$113K -7,049 -35%