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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
26
Parametric Portfolio Associates
Washington
$867K +$874K +52,180 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$829K -$31.4K -1,871 -4%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$769K +$70.5K +4,210 +10%
RJT
29
Raymond James Trust
Florida
$731K – – –
NFG
30
Nations Financial Group
Iowa
$642K -$14.2K -850 -2%
LOIM
31
Liberty One Investment Management
Illinois
$565K -$771 -46 -0.1%
KWM
32
Kingsview Wealth Management
Oregon
$546K – – –
IFWM
33
Institute for Wealth Management
Colorado
$545K – – –
SC
34
Stolper & Co
Oklahoma
$544K +$40.5K +2,416 +8%
BWA
35
BDO Wealth Advisors
Florida
$487K – – –
DAS
36
Dynamic Advisor Solutions
Arizona
$447K +$23.2K +1,385 +5%
WS
37
Wedbush Securities
California
$439K +$29K +1,732 +7%
Truist Financial
38
Truist Financial
North Carolina
$422K -$24.5K -1,463 -5%
LB
39
Leo Brokerage
Texas
$382K +$385K +23,000 New
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$374K -$19.3K -1,150 -5%
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$351K -$282K -16,829 -46%
9WM
42
9258 Wealth Management
Ohio
$342K +$17 +1 +0%
KeyBank National Association
43
KeyBank National Association
Ohio
$338K – – –
PA
44
Pinnacle Associates
New York
$326K -$8.38K -500 -2%
Northern Trust
45
Northern Trust
Illinois
$261K +$41.9K +2,500 +19%
CCM
46
Covington Capital Management
California
$242K – – –
EP
47
Eudaimonia Partners
Tennessee
$234K +$236K +14,058 New
SBIA
48
Sheaff Brock Investment Advisors
Indiana
$222K – – –
ACM
49
AlphaStar Capital Management
North Carolina
$216K – – –
ICMP
50
Integrated Capital Management (Pennsylvania)
Pennsylvania
$206K -$11.2K -667 -5%