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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$1.12M +$39.9K +2,375 +4%
LPL Financial
27
LPL Financial
California
$1.07M +$269K +15,976 +34%
Mirae Asset Global Investments
28
Mirae Asset Global Investments
South Korea
$983K +$274K +16,312 +39%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$865K +$110K +6,544 +15%
RJT
30
Raymond James Trust
Florida
$778K +$79K +4,695 +11%
Walleye Capital
31
Walleye Capital
New York
$772K +$34 +2 +0%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$733K +$134K +7,980 +23%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$715K +$670K +39,810 New
ICM
34
Ionic Capital Management
New York
$692K -$4.3M -255,916 -86%
NFG
35
Nations Financial Group
Iowa
$651K +$23.5K +1,400 +4%
LOIM
36
Liberty One Investment Management
Illinois
$642K -$84.8K -5,045 -12%
IFWM
37
Institute for Wealth Management
Colorado
$561K -$404 -24 -0.1%
BWA
38
BDO Wealth Advisors
Florida
$543K -$2.74K -163 -0.5%
KWM
39
Kingsview Wealth Management
Oregon
$542K +$103K +6,153 +24%
SC
40
Stolper & Co
Oklahoma
$451K +$445K +26,482 New
Truist Financial
41
Truist Financial
North Carolina
$418K +$1.43K +85 +0.3%
LB
42
Leo Brokerage
Texas
$391K – – –
PA
43
Pinnacle Associates
New York
$373K -$2.52K -150 -0.7%
9WM
44
9258 Wealth Management
Ohio
$356K -$36.4K -2,165 -9%
KeyBank National Association
45
KeyBank National Association
Ohio
$347K – – –
WS
46
Wedbush Securities
California
$330K +$24.8K +1,475 +8%
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$324K +$9.59K +570 +3%
CCM
48
Covington Capital Management
California
$289K – – –
DAS
49
Dynamic Advisor Solutions
Arizona
$266K +$263K +15,650 New
Baird Financial Group
50
Baird Financial Group
Wisconsin
$240K +$237K +14,104 New