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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$1.08M -$66.1K -4,299 -6%
DADC
27
D.A. Davidson & Co
Montana
$1.03M +$245K +15,945 +33%
PAS
28
Park Avenue Securities
New York
$1.03M +$2K +130 +0.2%
AA
29
AQR Arbitrage
Connecticut
$846K -$500K -32,513 -38%
LCM
30
Landscape Capital Management
New Jersey
$763K -$863K -56,187 -54%
LPL Financial
31
LPL Financial
California
$762K -$282K -18,330 -28%
Walleye Capital
32
Walleye Capital
New York
$737K +$244K +15,862 +54%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$720K -$62.3K -4,058 -8%
HCIA
34
Hochman Cole Investment Advisors
Illinois
$696K +$10.3K +672 +2%
LOIM
35
Liberty One Investment Management
Illinois
$695K -$1.68K -109 -0.3%
Mirae Asset Global Investments
36
Mirae Asset Global Investments
South Korea
$673K +$71.2K +4,637 +13%
RJT
37
Raymond James Trust
Florida
$666K +$112K +7,280 +22%
NFG
38
Nations Financial Group
Iowa
$599K -$7.3K -475 -1%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$570K -$4.36K -284 -0.8%
IFWM
40
Institute for Wealth Management
Colorado
$536K -$1.11K -72 -0.2%
BWA
41
BDO Wealth Advisors
Florida
$521K +$493K +32,080 New
KWM
42
Kingsview Wealth Management
Oregon
$416K +$92.5K +6,020 +31%
Truist Financial
43
Truist Financial
North Carolina
$397K +$32.3K +2,099 +9%
9WM
44
9258 Wealth Management
Ohio
$375K -$53.4K -3,473 -13%
LB
45
Leo Brokerage
Texas
$374K – – –
PA
46
Pinnacle Associates
New York
$358K – – –
KeyBank National Association
47
KeyBank National Association
Ohio
$331K – – –
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$300K -$1.66K -108 -0.6%
WS
49
Wedbush Securities
California
$291K +$19.5K +1,272 +8%
Walleye Trading
50
Walleye Trading
New York
$288K +$84.8K +5,522 +45%