Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
89 hedge funds and large institutions have $149M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 35 increasing their positions, 24 reducing their positions, and 13 closing their positions.
46% more repeat investments, than reductions
Existing positions increased: 35 | Existing positions reduced: 24
4% more capital invested
Capital invested by funds: $143M → $149M (+$5.83M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.16% less ownership
Funds ownership: 24.34% → 24.18% (-0.16%)
5% less funds holding
Funds holding: 94 → 89 (-5)
38% less first-time investments, than exits
New positions opened: 8 | Existing positions closed: 13
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$3M |
| 2 |
Invesco
Atlanta,
Georgia
|
+$1.26M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$1.24M |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$677K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$672K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ICM
Ionic Capital Management
New York
|
-$4.3M |
| 2 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$2.1M |
| 3 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
-$1.46M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$921K |
| 5 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
-$763K |
DIAX Hedge Fund Activity: Q2 2021 in Review
89 of the 5,746 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2021, worth a combined $149M — up 4.1% from $143M a quarter earlier.
Sellers outnumbered buyers: 13 funds closed out of DIAX and 8 opened new positions — a net loss of 5 holders — while 24 trimmed existing stakes and 35 added.
The largest buyer was Guggenheim Capital, adding an estimated $3M. The largest seller was Ionic Capital Management, cutting an estimated $4.3M.
- 89 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2021, down from 94 in Q1 2021.
- Funds reported $149M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2021, up 4.1% quarter-over-quarter.
- 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2021 and 13 closed out, a net change of -5 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2021 was Guggenheim Capital, an estimated $3M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2021 was Ionic Capital Management, an estimated $4.3M sold.
Based on aggregated 13F filings for Q2 2021.