Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
69 hedge funds and large institutions have $124M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.
14% more capital invested
Capital invested by funds: $108M → $124M (+$15.5M)
14% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 7
11% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 18
1% more funds holding
Funds holding: 68 → 69 (+1)
1.1% more ownership
Funds ownership: 16.14% → 17.24% (+1.1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$3.12M |
| 2 |
OA
Oxbow Advisors
Austin,
Texas
|
+$1.98M |
| 3 |
Morgan Stanley
New York
|
+$1.6M |
| 4 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
+$1.24M |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$734K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
-$1.06M |
| 2 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$511K |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$466K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$321K |
| 5 |
CA
Calton & Associates
Tampa,
Florida
|
-$258K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
JCM
76
Jacobi Capital Management
Pittston,
Pennsylvania
| – | -$13K | -697 | Closed |
|
77
Fidelity Investments
Boston,
Massachusetts
| – | +$19 | +1 | New |
|
DIAX Hedge Fund Activity: Q3 2018 in Review
69 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2018, worth a combined $124M — up 14% from $108M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new DIAX positions and 7 closed out — a net gain of 1 holder — while 20 added to existing stakes and 18 trimmed.
The largest buyer was UBS Group, adding an estimated $3.12M. The largest seller was Invesco, cutting an estimated $1.06M.
- 69 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2018, up from 68 in Q2 2018.
- Funds reported $124M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2018, up 14% quarter-over-quarter.
- 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2018 and 7 closed out, a net change of +1 holder.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2018 was UBS Group, an estimated $3.12M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2018 was Invesco, an estimated $1.06M sold.
Based on aggregated 13F filings for Q3 2018.