DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

40 hedge funds and large institutions have $45.4M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 22 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
40
Holders Change
-2
Holders Change %
-4.76%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
22
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SI
1
SII Investments
Wisconsin
$886K
2
MML Investors Services
2
MML Investors Services
Massachusetts
$697K
3
GC
3
Guggenheim Capital
Illinois
$2.21M
4
SWP
4
Stratos Wealth Partners
Ohio
$330K
5
CCM
5
Covington Capital Management
California
$1.03M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$0
2
Invesco
2
Invesco
Georgia
$6.67M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$488K
4
PPA
4
Parametric Portfolio Associates
Washington
$0
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SWP
26
Stratos Wealth Partners
Ohio
$330K 12,461 +12,461 New
PAS
27
Partnervest Advisory Services
California
$315K 11,874 +710 +6%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$304K 11,456 +4 +0%
BIAS
29
Beacon Investment Advisory Services
New Jersey
$231K 8,713 +8,713 New
Stifel Financial
30
Stifel Financial
Missouri
$211K 7,730 -4,420 -36%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$210K 7,912 +168 +2%
Bank of America
32
Bank of America
North Carolina
$66K 2,488 +444 +22%
AG
33
Advisor Group
Arizona
$57K 2,116 +24 +1%
PFGIA
34
Patriot Financial Group Insurance Agency
Massachusetts
$53K 2,000 – –
NFG
35
Next Financial Group
Texas
$45K 1,675 – –
Manulife (Manufacturers Life Insurance)
36
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$37K 1,379 +289 +27%
Citigroup
37
Citigroup
New York
$27K 1,000 – –
BBHC
38
Brown Brothers Harriman & Co
New York
$27K 1,000 – –
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$25K 940 -2,483 -73%
PA
40
Parallel Advisors
California
$6K 230 +3 +1%
OA
41
Oxbow Advisors
Texas
– – -171,677 Closed
PPA
42
Parametric Portfolio Associates
Washington
– – -15,245 Closed
Millennium Management
43
Millennium Management
New York
– – -11,177 Closed
PFS
44
Prospera Financial Services
Texas
– – -7,700 Closed
PCM
45
Penserra Capital Management
California
– – -502 Closed
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