Brown Brothers Harriman & Co’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Brown Brothers Harriman & Co’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-1,000	Closed	-$27K	–	1177
2017 Q3	$27K	Hold	1,000	–	–	﹤0.01%	546
2017 Q2	$26K	Hold	1,000	–	–	﹤0.01%	561
2017 Q1	$25K	Hold	1,000	–	–	﹤0.01%	566
2016 Q4	$24K	Hold	1,000	–	–	﹤0.01%	592
2016 Q3	$25K	Hold	1,000	–	–	﹤0.01%	518
2016 Q2	$24K	Hold	1,000	–	–	﹤0.01%	534
2016 Q1	$24K	Buy	+1,000	New	+$22.8K	﹤0.01%	505

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LWS

Lucia Wealth Services San Diego, California $426M AUM 19.43% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

Brown Brothers Harriman & Co's DFP Position: Q4 2017 in Review

Brown Brothers Harriman & Co sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q4 2017, closing a stake of 1,000 shares — an estimated $27K sold.

Brown Brothers Harriman & Co first reported a position in DFP in Q1 2016 and held it in 7 quarters. The position peaked at $27K in Q3 2017. 45 funds tracked by Wall St. Rank hold DFP as of Q4 2017.

Brown Brothers Harriman & Co reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q4 2017 after selling out during the quarter.
Brown Brothers Harriman & Co sold 1,000 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q4 2017, an estimated $27K.
Brown Brothers Harriman & Co first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q1 2016 and held it in 7 quarters.
Brown Brothers Harriman & Co's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $27K in Q3 2017.
45 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q4 2017.

Based on Brown Brothers Harriman & Co's 13F filing for Q4 2017, filed 14 Feb 2018.