Parallel Advisors’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Parallel Advisors’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-178	Closed	-$5K	–	2092
2017 Q4	$5K	Sell	178 -52	-23%	-$1.38K	﹤0.01%	1559
2017 Q3	$6K	Buy	230 +3	+1%	+$79	﹤0.01%	1483
2017 Q2	$6K	Buy	227 +3	+1%	+$76	﹤0.01%	1496
2017 Q1	$6K	Buy	+224	New	+$5.48K	﹤0.01%	1404

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LWS

Lucia Wealth Services San Diego, California $426M AUM 19.43% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Parallel Advisors's DFP Position: Q1 2018 in Review

Parallel Advisors sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q1 2018, closing a stake of 178 shares — an estimated $5K sold.

Parallel Advisors first reported a position in DFP in Q1 2017 and held it in 4 quarters. The position peaked at $6K in Q3 2017. 49 funds tracked by Wall St. Rank hold DFP as of Q1 2018.

Parallel Advisors reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q1 2018 after selling out during the quarter.
Parallel Advisors sold 178 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2018, an estimated $5K.
Parallel Advisors first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q1 2017 and held it in 4 quarters.
Parallel Advisors's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $6K in Q3 2017.
49 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2018.

Based on Parallel Advisors's 13F filing for Q1 2018, filed 8 May 2018.