Advisor Group’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Advisor Group’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$475K	Sell	17,784 -3,659	-17%	-$96.2K	﹤0.01%	1706
2019 Q3	$559K	Buy	21,443 +6,513	+44%	+$166K	﹤0.01%	1533
2019 Q2	$374K	Buy	14,930 +11,105	+290%	+$270K	﹤0.01%	1819
2019 Q1	$92K	Buy	3,825 +2,011	+111%	+$46K	﹤0.01%	2931
2018 Q4	$37K	Buy	1,814 +565	+45%	+$12.1K	﹤0.01%	3400
2018 Q3	$29K	Buy	1,249 +849	+212%	+$20.5K	﹤0.01%	3648
2018 Q2	$9K	Sell	400 -2,656	-87%	-$62.5K	﹤0.01%	4112
2018 Q1	$74K	Sell	3,056 -754	-20%	-$18.9K	﹤0.01%	2785
2017 Q4	$102K	Buy	3,810 +1,694	+80%	+$44.9K	﹤0.01%	2554
2017 Q3	$57K	Buy	2,116 +24	+1%	+$634	﹤0.01%	2838
2017 Q2	$55K	Sell	2,092 -115	-5%	-$2.92K	﹤0.01%	2776
2017 Q1	$55K	Sell	2,207 -1,691	-43%	-$41.4K	﹤0.01%	2623
2016 Q4	$93K	Hold	3,898	–	–	﹤0.01%	2111
2016 Q3	$98K	Buy	3,898 +863	+28%	+$21.3K	﹤0.01%	2014
2016 Q2	$73K	Buy	+3,035	New	+$72.2K	﹤0.01%	2144

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1776 Wealth Atlanta, Georgia $254M AUM 20.38% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Advisor Group's DFP Position: Q4 2019 in Review

Advisor Group reduced its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 17% in Q4 2019, selling an estimated $96.2K and leaving 17,784 shares worth $475K. The position accounts for ﹤0.01% of the portfolio, ranked #1706.

Advisor Group first reported a position in DFP in Q2 2016 and has held it in 15 quarters since. The position peaked at $559K in Q3 2019. 55 funds tracked by Wall St. Rank hold DFP as of Q4 2019.

Advisor Group held 17,784 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $475K as of Q4 2019.
Advisor Group sold 3,659 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q4 2019, an estimated $96.2K.
Flaherty & Crumrine Dynamic Preferred and Income Fund made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #1706 holding.
Advisor Group first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $559K in Q3 2019.
55 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.