Penserra Capital Management’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Penserra Capital Management’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-502	Closed	-$13K	–	540
2017 Q2	$13K	Buy	502 +45	+10%	+$1.15K	﹤0.01%	391
2017 Q1	$11K	Buy	457 +147	+47%	+$3.6K	﹤0.01%	438
2016 Q4	$7K	Buy	310 +34	+12%	+$804	﹤0.01%	806
2016 Q3	$6K	Buy	276 +71	+35%	+$1.76K	﹤0.01%	850
2016 Q2	$5K	Hold	205	–	–	﹤0.01%	861
2016 Q1	$4	Sell	205 -14	-6%	-$319	﹤0.01%	872
2015 Q4	$5K	Buy	+219	New	+$4.96K	﹤0.01%	798

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Penserra Capital Management's DFP Position: Q3 2017 in Review

Penserra Capital Management sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q3 2017, closing a stake of 502 shares — an estimated $13K sold.

Penserra Capital Management first reported a position in DFP in Q4 2015 and held it in 7 quarters. The position peaked at $13K in Q2 2017. 40 funds tracked by Wall St. Rank hold DFP as of Q3 2017.

Penserra Capital Management reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q3 2017 after selling out during the quarter.
Penserra Capital Management sold 502 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2017, an estimated $13K.
Penserra Capital Management first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2015 and held it in 7 quarters.
Penserra Capital Management's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $13K in Q2 2017.
40 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2017.

Based on Penserra Capital Management's 13F filing for Q3 2017, filed 26 Oct 2017.